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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STX icon
576
Seagate
STX
$184B
$19K ﹤0.01%
403
+153
+61% +$8.45K
VRSK icon
577
Verisk Analytics
VRSK
$25B
$19K ﹤0.01%
264
+152
+136% +$11.2K
SFE
578
DELISTED
Safeguard Scientifics, Inc.
SFE
$19K ﹤0.01%
1,000
– –
CERN
579
DELISTED
Cerner Corp
CERN
$19K ﹤0.01%
275
+245
+817% +$17.1K
UPL
580
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$19K ﹤0.01%
+1,500
New +$22.8K
SHPG
581
DELISTED
Shire pic
SHPG
$19K ﹤0.01%
77
+75
+3,750% +$18.6K
DGX icon
582
Quest Diagnostics
DGX
$26.3B
$18K ﹤0.01%
248
+48
+24% +$3.54K
ETG
583
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$18K ﹤0.01%
+1,080
New +$18.9K
JAZZ icon
584
Jazz Pharmaceuticals
JAZZ
$16.7B
$18K ﹤0.01%
100
– –
LYB icon
585
LyondellBasell Industries
LYB
$19.2B
$18K ﹤0.01%
174
+67
+63% +$6.74K
NAVI icon
586
Navient
NAVI
$853M
$18K ﹤0.01%
+1,000
New +$19.6K
NTRS icon
587
Northern Trust
NTRS
$33.9B
$18K ﹤0.01%
+240
New +$17.9K
SWK icon
588
Stanley Black & Decker
SWK
$15.7B
$18K ﹤0.01%
175
– –
UUP icon
589
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$18K ﹤0.01%
700
– –
VLO icon
590
Valero Energy
VLO
$85.9B
$18K ﹤0.01%
293
-1,732
-86% -$102K
WY icon
591
Weyerhaeuser
WY
$18.4B
$18K ﹤0.01%
570
+409
+254% +$13.1K
WFT
592
DELISTED
Weatherford International plc
WFT
$18K ﹤0.01%
1,471
+1,151
+360% +$16K
GDF
593
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$18K ﹤0.01%
2,000
– –
ANSS
594
DELISTED
Ansys
ANSS
$17K ﹤0.01%
189
+156
+473% +$13.9K
BRW
595
Saba Capital Income & Opportunities Fund
BRW
$339M
$17K ﹤0.01%
+1,580
New +$17.5K
CGW icon
596
Invesco S&P Global Water Index ETF
CGW
$1.08B
$17K ﹤0.01%
+589
New +$17.2K
CHY
597
Calamos Convertible and High Income Fund
CHY
$1.06B
$17K ﹤0.01%
+1,300
New +$18.5K
ETV
598
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$17K ﹤0.01%
1,175
– –
RNP icon
599
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$17K ﹤0.01%
1,000
– –
SMFG icon
600
Sumitomo Mitsui Financial
SMFG
$164B
$17K ﹤0.01%
+1,884
New +$16.4K
22 23
24
25 26

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.