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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOD
576
Allspring Global Dividend Opportunity Fund
EOD
$286M
$5K ﹤0.01%
650
– –
GCO icon
577
Genesco
GCO
$422M
$5K ﹤0.01%
75
– –
GDX icon
578
VanEck Gold Miners ETF
GDX
$27.4B
$5K ﹤0.01%
215
– –
HIG icon
579
Hartford Financial Services
HIG
$39.3B
$5K ﹤0.01%
123
-4,700
-97% -$186K
LYG icon
580
Lloyds Banking Group
LYG
$91.3B
$5K ﹤0.01%
1,067
-42
-4% -$203
MSI icon
581
Motorola Solutions
MSI
$77.4B
$5K ﹤0.01%
84
-198
-70% -$12.6K
NTAP icon
582
NetApp
NTAP
$37.2B
$5K ﹤0.01%
125
– –
REGN icon
583
Regeneron Pharmaceuticals
REGN
$80.8B
$5K ﹤0.01%
12
-100
-89% -$39.3K
UBS icon
584
UBS Group
UBS
$176B
$5K ﹤0.01%
+286
New +$4.9K
VOX icon
585
Vanguard Communication Services ETF
VOX
$5.76B
$5K ﹤0.01%
53
-447
-89% -$38.8K
WBD icon
586
Warner Bros
WBD
$67.1B
$5K ﹤0.01%
173
– –
WU icon
587
Western Union
WU
$2.21B
$5K ﹤0.01%
300
-2,500
-89% -$43.4K
TAL
588
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$5K ﹤0.01%
115
– –
PDLI
589
DELISTED
PDL BioPharma, Inc.
PDLI
$5K ﹤0.01%
700
– –
TWC
590
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$5K ﹤0.01%
37
-126
-77% -$18.2K
ACN icon
591
Accenture
ACN
$108B
$4K ﹤0.01%
45
– –
ADI icon
592
Analog Devices
ADI
$190B
$4K ﹤0.01%
67
– –
AJG icon
593
Arthur J. Gallagher & Co
AJG
$63.6B
$4K ﹤0.01%
82
– –
APD icon
594
Air Products & Chemicals
APD
$67.6B
$4K ﹤0.01%
29
– –
BCE icon
595
BCE
BCE
$21.2B
$4K ﹤0.01%
92
– –
BHP icon
596
BHP
BHP
$230B
$4K ﹤0.01%
85
-419
-83% -$19.3K
BKNG icon
597
Booking.com
BKNG
$161B
$4K ﹤0.01%
100
-500
-83% -$22.6K
CTSH icon
598
Cognizant
CTSH
$26B
$4K ﹤0.01%
74
-570
-89% -$28.5K
DVA icon
599
DaVita
DVA
$11.7B
$4K ﹤0.01%
52
– –
HES
600
DELISTED
Hess
HES
$4K ﹤0.01%
60
-158
-72% -$12.5K
22 23
24
25 26

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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.