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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCRS
576
DELISTED
MICROS SYSTEMS INC
MCRS
$6K ﹤0.01%
118
– –
NLP
577
DELISTED
NTS REALTY HOLDINGS LTD PARTNERSHIP UTS
NLP
$6K ﹤0.01%
906
– –
GOM.CL
578
DELISTED
GMAC LLC 7.375% NTS DUE 12/16/2044
GOM.CL
$6K ﹤0.01%
250
– –
CA
579
DELISTED
CA, Inc.
CA
$6K ﹤0.01%
180
– –
AGN
580
DELISTED
Allergan Inc
AGN
$6K ﹤0.01%
+55
New +$5.25K
BCS icon
581
Barclays
BCS
$94.1B
$5K ﹤0.01%
353
+227
+180% +$3.6K
CNP icon
582
CenterPoint Energy
CNP
$26.8B
$5K ﹤0.01%
247
– –
DVN icon
583
Devon Energy
DVN
$47.3B
$5K ﹤0.01%
85
– –
FBIN icon
584
Fortune Brands Innovations
FBIN
$6.06B
$5K ﹤0.01%
150
– –
GCO icon
585
Genesco
GCO
$422M
$5K ﹤0.01%
75
– –
HDV
586
iShares Core High Dividend ETF
HDV
$14.9B
$5K ﹤0.01%
400
– –
HHH icon
587
Howard Hughes
HHH
$4.03B
$5K ﹤0.01%
+51
New +$5.54K
JNPR
588
DELISTED
Juniper Networks
JNPR
$5K ﹤0.01%
+260
New +$5.27K
LYG icon
589
Lloyds Banking Group
LYG
$91.3B
$5K ﹤0.01%
1,109
+810
+271% +$4.06K
MA icon
590
Mastercard
MA
$493B
$5K ﹤0.01%
70
– –
NBR icon
591
Nabors Industries
NBR
$1.21B
$5K ﹤0.01%
6
– –
PDT
592
John Hancock Premium Dividend Fund
PDT
$626M
$5K ﹤0.01%
460
– –
SPDW icon
593
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
$5K ﹤0.01%
+200
New +$5.73K
WY icon
594
Weyerhaeuser
WY
$18.4B
$5K ﹤0.01%
161
– –
MXIM
595
DELISTED
Maxim Integrated Products
MXIM
$5K ﹤0.01%
+180
New +$5.21K
CHK
596
DELISTED
Chesapeake Energy Corporation
CHK
$5K ﹤0.01%
1
– –
TRK
597
DELISTED
Speedway Motorsports, Inc.
TRK
$5K ﹤0.01%
265
– –
WFT
598
DELISTED
Weatherford International plc
WFT
$5K ﹤0.01%
333
– –
TFCFA
599
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$5K ﹤0.01%
160
-100
-38% -$3.37K
SYT
600
DELISTED
Syngenta Ag
SYT
$5K ﹤0.01%
67
– –
22 23
24
25 26

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.