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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTH icon
551
Meritage Homes
MTH
$4.69B
$94K 0.01%
1,950
-226
-10% -$11.6K
PXD
552
DELISTED
Pioneer Natural Resource Co.
PXD
$94K 0.01%
567
+35
+7% +$5.3K
CNYA icon
553
iShares MSCI China A ETF
CNYA
$208M
$93K 0.01%
2,200
– –
HYXF icon
554
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$93K 0.01%
1,779
+255
+17% +$13.4K
SNY icon
555
Sanofi
SNY
$104B
$93K 0.01%
1,932
+89
+5% +$4.53K
PSXP
556
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$93K 0.01%
2,599
+714
+38% +$26.1K
BGRN icon
557
iShares USD Green Bond ETF
BGRN
$501M
$92K 0.01%
1,691
+480
+40% +$26.6K
ICE icon
558
Intercontinental Exchange
ICE
$84.5B
$92K 0.01%
806
+3
+0.4% +$356
BFLY icon
559
Butterfly Network
BFLY
$2.58B
$91K 0.01%
8,723
+552
+7% +$6.37K
GRMN
560
Garmin
GRMN
$60.4B
$91K 0.01%
586
– –
SWK icon
561
Stanley Black & Decker
SWK
$15.5B
$91K 0.01%
519
+62
+14% +$12.1K
EMN icon
562
Eastman Chemical
EMN
$8.39B
$89K 0.01%
888
– –
FXH icon
563
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$89K 0.01%
755
– –
B
564
Barrick Mining
B
$68.5B
$89K 0.01%
4,965
-65
-1% -$1.3K
VOD icon
565
Vodafone
VOD
$36.4B
$89K 0.01%
5,795
+102
+2% +$1.69K
USFR
566
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$89K 0.01%
3,584
+308
+9% +$7.65K
KWEB icon
567
KraneShares CSI China Internet ETF
KWEB
$5.76B
$88K ﹤0.01%
1,864
+435
+30% +$22.8K
REGN icon
568
Regeneron Pharmaceuticals
REGN
$83.2B
$88K ﹤0.01%
146
+7
+5% +$4.35K
RSPT icon
569
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.86B
$88K ﹤0.01%
+3,080
New +$91.4K
BXC icon
570
BlueLinx
BXC
$719M
$87K ﹤0.01%
1,800
– –
GINN icon
571
Goldman Sachs Innovate Equity ETF
GINN
$214M
$87K ﹤0.01%
1,472
+4
+0.3% +$247
PGHY icon
572
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$87K ﹤0.01%
4,018
+1
+0% +$22
STWD icon
573
Starwood Property Trust
STWD
$6.16B
$87K ﹤0.01%
3,593
-1,000
-22% -$25.6K
TIP icon
574
iShares TIPS Bond ETF
TIP
$14.7B
$87K ﹤0.01%
684
+3
+0.4% +$387
KR icon
575
Kroger
KR
$34.6B
$86K ﹤0.01%
2,131
+39
+2% +$1.64K
21 22
23
24 25

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.