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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTC icon
551
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$107K 0.01%
1,200
– –
OXY icon
552
Occidental Petroleum
OXY
$59.2B
$106K 0.01%
4,005
-280
-7% -$7K
TIPZ icon
553
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.2M
$106K 0.01%
1,658
– –
VOD icon
554
Vodafone
VOD
$36.9B
$106K 0.01%
5,778
+2,943
+104% +$53.2K
MPLX icon
555
MPLX
MPLX
$60B
$105K 0.01%
+4,105
New +$101K
MSGS icon
556
Madison Square Garden
MSGS
$9.51B
$105K 0.01%
+586
New +$108K
POOL icon
557
Pool Corp
POOL
$7.35B
$105K 0.01%
306
+2
+0.7% +$697
KBWB icon
558
Invesco KBW Bank ETF
KBWB
$6.78B
$103K 0.01%
+1,668
New +$96K
EMN icon
559
Eastman Chemical
EMN
$8.54B
$102K 0.01%
933
+50
+6% +$5.43K
KKR icon
560
KKR & Co
KKR
$98.9B
$102K 0.01%
2,108
+1,600
+315% +$71.6K
L icon
561
Loews
L
$23.2B
$102K 0.01%
2,000
– –
XAR icon
562
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.58B
$101K 0.01%
806
– –
ACES icon
563
ALPS Clean Energy ETF
ACES
$125M
$100K 0.01%
1,291
– –
HEI icon
564
HEICO Corp
HEI
$51.1B
$100K 0.01%
798
– –
IAI icon
565
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$100K 0.01%
+1,086
New +$96.3K
MU icon
566
Micron Technology
MU
$966B
$100K 0.01%
1,139
+207
+22% +$17.6K
POTX
567
DELISTED
Global X Cannabis ETF
POTX
$100K 0.01%
1,047
+352
+51% +$34.9K
KARS icon
568
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.1M
$99K 0.01%
2,355
– –
LRCX icon
569
Lam Research
LRCX
$388B
$99K 0.01%
1,660
-80
-5% -$4.36K
IEF icon
570
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$98K 0.01%
874
+631
+260% +$73.5K
IYK icon
571
iShares US Consumer Staples ETF
IYK
$1.43B
$98K 0.01%
1,674
+3
+0.2% +$176
SE icon
572
Sea Limited
SE
$79.9B
$98K 0.01%
442
+61
+16% +$14.2K
VCR icon
573
Vanguard Consumer Discretionary ETF
VCR
$6.16B
$98K 0.01%
333
– –
RACE icon
574
Ferrari
RACE
$72.1B
$97K 0.01%
465
-129
-22% -$26.4K
WSM icon
575
Williams-Sonoma
WSM
$29.7B
$97K 0.01%
+1,084
New +$73.2K
21 22
23
24 25

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.