We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FHN icon
551
First Horizon
FHN
$12B
$84K 0.01%
6,623
+76
+1% +$890
OGE icon
552
OGE Energy
OGE
$9.57B
$83K 0.01%
2,611
– –
CEF icon
553
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$82K 0.01%
4,270
– –
LRCX icon
554
Lam Research
LRCX
$390B
$82K 0.01%
1,740
+210
+14% +$8.84K
STIP icon
555
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$82K 0.01%
789
-149
-16% -$15.4K
WEN icon
556
Wendy's
WEN
$1.44B
$82K 0.01%
3,779
-116
-3% -$2.64K
FXH icon
557
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$81K 0.01%
755
– –
IQV icon
558
IQVIA
IQV
$40.1B
$81K 0.01%
457
+135
+42% +$22.7K
RRC icon
559
Range Resources
RRC
$9.5B
$81K 0.01%
12,094
– –
SPSB icon
560
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$81K 0.01%
2,588
– –
PTMC icon
561
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$80K 0.01%
2,460
– –
RHI icon
562
Robert Half
RHI
$4.31B
$80K 0.01%
1,296
+490
+61% +$29.2K
SRE icon
563
Sempra
SRE
$55.9B
$80K 0.01%
1,266
+392
+45% +$25.2K
SWK icon
564
Stanley Black & Decker
SWK
$15.7B
$80K 0.01%
449
+35
+8% +$6.21K
LAMR icon
565
Lamar Advertising Co
LAMR
$15.6B
$79K 0.01%
961
-7
-0.7% -$523
MDY icon
566
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$79K 0.01%
189
-20
-10% -$7.7K
MJ icon
567
Amplify Alternative Harvest ETF
MJ
$109M
$79K 0.01%
459
+9
+2% +$1.43K
NLY icon
568
Annaly Capital Management
NLY
$17.4B
$79K 0.01%
2,351
+803
+52% +$24.9K
AVY icon
569
Avery Dennison
AVY
$13.6B
$78K 0.01%
503
-43
-8% -$6.22K
BAH icon
570
Booz Allen Hamilton
BAH
$9.45B
$78K 0.01%
896
+231
+35% +$19.6K
CGC
571
Canopy Growth
CGC
$422M
$78K 0.01%
321
-6
-2% -$1.37K
GRNB icon
572
VanEck Green Bond ETF
GRNB
$184M
$78K 0.01%
2,806
– –
IJS icon
573
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$77K 0.01%
952
– –
TIP icon
574
iShares TIPS Bond ETF
TIP
$14.7B
$77K 0.01%
609
-231
-28% -$29.1K
MKC icon
575
McCormick & Company Non-Voting
MKC
$14.2B
$76K 0.01%
800
– –
21 22
23
24 25

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.