We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMI icon
551
Badger Meter
BMI
$3.95B
$72K 0.01%
1,150
– –
CEF icon
552
Sprott Physical Gold and Silver Trust
CEF
$8.3B
$72K 0.01%
4,270
– –
CINF icon
553
Cincinnati Financial
CINF
$26.7B
$72K 0.01%
1,131
– –
EVR icon
554
Evercore
EVR
$11.5B
$72K 0.01%
+1,225
New +$66.6K
MEAR icon
555
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$72K 0.01%
1,450
– –
NVG icon
556
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$72K 0.01%
4,776
– –
ALTY icon
557
Global X Alternative Income ETF
ALTY
$45.4M
$71K 0.01%
6,671
– –
BAND
558
Bandwidth Inc
BAND
$1.7B
$71K 0.01%
564
+479
+564% +$48.4K
MKC icon
559
McCormick & Company Non-Voting
MKC
$14.3B
$71K 0.01%
800
– –
FXH icon
560
First Trust Health Care AlphaDEX Fund
FXH
$1.12B
$70K 0.01%
777
– –
IYK icon
561
iShares US Consumer Staples ETF
IYK
$1.43B
$70K 0.01%
1,659
+3
+0.2% +$121
RVTY icon
562
Revvity
RVTY
$12.9B
$70K 0.01%
+722
New +$66K
CHTR icon
563
Charter Communications
CHTR
$18.3B
$69K 0.01%
137
-20
-13% -$10.1K
MELI icon
564
Mercado Libre
MELI
$92.5B
$69K 0.01%
71
– –
PXD
565
DELISTED
Pioneer Natural Resource Co.
PXD
$69K 0.01%
708
+314
+80% +$27.7K
DNL icon
566
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$502M
$68K 0.01%
2,168
+864
+66% +$25.6K
L icon
567
Loews
L
$23.3B
$68K 0.01%
2,000
– –
PTON icon
568
Peloton Interactive
PTON
$2.42B
$68K 0.01%
1,183
+671
+131% +$27.8K
RRC icon
569
Range Resources
RRC
$9.41B
$68K 0.01%
12,094
– –
SAP icon
570
SAP
SAP
$241B
$68K 0.01%
486
– –
TNA icon
571
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$68K 0.01%
+2,500
New +$57K
XRT icon
572
State Street SPDR S&P Retail ETF
XRT
$652M
$68K 0.01%
+1,589
New +$60.3K
K
573
DELISTED
Kellanova
K
$67K 0.01%
1,085
-91
-8% -$5.51K
MDY icon
574
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$67K 0.01%
209
-321
-61% -$97.3K
MJ icon
575
Amplify Alternative Harvest ETF
MJ
$105M
$67K 0.01%
440
+3
+0.7% +$453
21 22
23
24 25

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.