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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
551
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$56K 0.01%
3,473
+123
+4% +$2.36K
LULU icon
552
lululemon athletica
LULU
$14.3B
$56K 0.01%
296
-641
-68% -$143K
MKC icon
553
McCormick & Company Non-Voting
MKC
$14.2B
$56K 0.01%
800
– –
CHRW icon
554
C.H. Robinson
CHRW
$17B
$55K 0.01%
845
+634
+300% +$45.6K
DLR icon
555
Digital Realty Trust
DLR
$70.6B
$55K 0.01%
400
– –
POOL icon
556
Pool Corp
POOL
$7.32B
$55K 0.01%
280
-108
-28% -$23K
PTIN icon
557
Pacer Trendpilot International ETF
PTIN
$187M
$55K 0.01%
2,360
– –
MXIM
558
DELISTED
Maxim Integrated Products
MXIM
$54K 0.01%
1,112
– –
NLY icon
559
Annaly Capital Management
NLY
$17.4B
$53K 0.01%
2,659
+24
+0.9% +$844
PBW icon
560
Invesco WilderHill Clean Energy ETF
PBW
$463M
$53K 0.01%
1,983
+1,191
+150% +$42.1K
SAP icon
561
SAP
SAP
$242B
$53K 0.01%
486
– –
DGRE icon
562
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$52K 0.01%
2,750
-1,814
-40% -$43.2K
IP icon
563
International Paper
IP
$22.1B
$52K 0.01%
1,771
-267
-13% -$9.91K
TRU icon
564
TransUnion
TRU
$15.4B
$52K 0.01%
792
+663
+514% +$57.3K
MMP
565
DELISTED
Magellan Midstream Partners, L.P.
MMP
$52K 0.01%
1,443
-71
-5% -$3.81K
EIX icon
566
Edison International
EIX
$26.9B
$51K 0.01%
942
+62
+7% +$4.3K
PRU icon
567
Prudential Financial
PRU
$42.2B
$51K 0.01%
997
– –
ROP icon
568
Roper Technologies
ROP
$39.5B
$51K 0.01%
164
+3
+2% +$1.06K
QED
569
DELISTED
IQ Hedge Event-Driven Tracker ETF
QED
$51K 0.01%
2,650
-2,673
-50% -$56.3K
CGC
570
Canopy Growth
CGC
$422M
$50K ﹤0.01%
351
-37
-10% -$6.95K
DLB icon
571
Dolby
DLB
$5.75B
$50K ﹤0.01%
940
+816
+658% +$53.5K
ICLR icon
572
Icon
ICLR
$12.8B
$50K ﹤0.01%
370
– –
PGX icon
573
Invesco Preferred ETF
PGX
$3.76B
$50K ﹤0.01%
3,819
-145
-4% -$2.09K
WPC icon
574
W.P. Carey
WPC
$15.9B
$50K ﹤0.01%
894
– –
MKTX icon
575
MarketAxess Holdings
MKTX
$5.72B
$49K ﹤0.01%
150
– –
21 22
23
24 25

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.