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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOR icon
551
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.74B
$53K 0.01%
1,188
+3
+0.3% +$130
IJT icon
552
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$53K 0.01%
600
– –
OIH icon
553
VanEck Oil Services ETF
OIH
$1.84B
$53K 0.01%
155
– –
CPB icon
554
Campbell Soup
CPB
$6.87B
$52K ﹤0.01%
1,387
– –
FXH icon
555
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$52K ﹤0.01%
690
– –
HYG icon
556
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$52K ﹤0.01%
610
– –
MINT icon
557
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$52K ﹤0.01%
+519
New +$52.6K
ROK icon
558
Rockwell Automation
ROK
$49B
$52K ﹤0.01%
300
– –
SAP icon
559
SAP
SAP
$238B
$52K ﹤0.01%
451
– –
NOBL icon
560
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$51K ﹤0.01%
1,508
-1,324
-47% -$42.9K
NWL icon
561
Newell Brands
NWL
$2.56B
$51K ﹤0.01%
3,330
-39
-1% -$716
TDG icon
562
TransDigm Group
TDG
$67.7B
$51K ﹤0.01%
113
+41
+57% +$16.6K
CB icon
563
Chubb
CB
$135B
$50K ﹤0.01%
362
-108
-23% -$14.4K
DOC icon
564
Healthpeak Properties
DOC
$14.8B
$50K ﹤0.01%
1,600
-46
-3% -$1.4K
ES icon
565
Eversource Energy
ES
$27.2B
$50K ﹤0.01%
713
+254
+55% +$17.5K
XLP icon
566
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$50K ﹤0.01%
905
+66
+8% +$3.53K
HSBC.PRA
567
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$50K ﹤0.01%
1,945
– –
CAG icon
568
Conagra Brands
CAG
$7.23B
$49K ﹤0.01%
1,782
+57
+3% +$1.31K
FULT icon
569
Fulton Financial
FULT
$4.64B
$49K ﹤0.01%
3,166
– –
NOC icon
570
Northrop Grumman
NOC
$81.2B
$49K ﹤0.01%
183
-20
-10% -$5.46K
TAN icon
571
Invesco Solar ETF
TAN
$1.38B
$49K ﹤0.01%
2,120
– –
TRP icon
572
TC Energy
TRP
$65.9B
$49K ﹤0.01%
1,100
-31
-3% -$1.33K
CIZ
573
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$49K ﹤0.01%
+1,573
New +$49.4K
AIVL icon
574
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$48K ﹤0.01%
570
-500
-47% -$41.6K
AOA icon
575
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$48K ﹤0.01%
907
+160
+21% +$8.3K
21 22
23
24 25

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.