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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGIB icon
551
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$40K ﹤0.01%
+756
New +$40.2K
VONG icon
552
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$40K ﹤0.01%
1,020
– –
EFX icon
553
Equifax
EFX
$21.3B
$39K ﹤0.01%
300
-20
-6% -$2.61K
LCTX icon
554
Lineage Cell Therapeutics
LCTX
$288M
$39K ﹤0.01%
19,431
– –
QRVO icon
555
Qorvo
QRVO
$8.59B
$39K ﹤0.01%
512
– –
VAW icon
556
Vanguard Materials ETF
VAW
$3.09B
$39K ﹤0.01%
303
– –
VRTX icon
557
Vertex Pharmaceuticals
VRTX
$134B
$39K ﹤0.01%
207
– –
DCP
558
DELISTED
DCP Midstream, LP
DCP
$39K ﹤0.01%
1,000
– –
CHTR icon
559
Charter Communications
CHTR
$18.1B
$38K ﹤0.01%
119
– –
FEZ icon
560
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$38K ﹤0.01%
1,000
– –
LUV icon
561
Southwest Airlines
LUV
$22B
$38K ﹤0.01%
610
– –
NWN icon
562
Northwest Natural Holdings
NWN
$2.09B
$38K ﹤0.01%
575
– –
PWV icon
563
Invesco Large Cap Value ETF
PWV
$1.77B
$38K ﹤0.01%
1,027
+981
+2,133% +$36.5K
ROP icon
564
Roper Technologies
ROP
$40B
$38K ﹤0.01%
131
-7
-5% -$2.06K
SNEX icon
565
StoneX
SNEX
$7.72B
$38K ﹤0.01%
+4,010
New +$42.7K
LSXMK
566
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$38K ﹤0.01%
1,155
– –
SHPG
567
DELISTED
Shire pic
SHPG
$38K ﹤0.01%
213
-18
-8% -$3.12K
CTSH icon
568
Cognizant
CTSH
$26.3B
$37K ﹤0.01%
489
+10
+2% +$782
KWEB icon
569
KraneShares CSI China Internet ETF
KWEB
$5.76B
$37K ﹤0.01%
+765
New +$40.6K
PGR icon
570
Progressive
PGR
$124B
$37K ﹤0.01%
527
+14
+3% +$901
VLO icon
571
Valero Energy
VLO
$90.5B
$37K ﹤0.01%
328
+18
+6% +$2.04K
TIF
572
DELISTED
Tiffany & Co.
TIF
$37K ﹤0.01%
292
– –
ALK icon
573
Alaska Air
ALK
$5.3B
$36K ﹤0.01%
528
– –
CIM
574
Chimera Investment
CIM
$974M
$36K ﹤0.01%
+667
New +$37.5K
FLOT icon
575
iShares Floating Rate Bond ETF
FLOT
$10.5B
$36K ﹤0.01%
707
+79
+13% +$4.03K
21 22
23
24 25

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.