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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENFR icon
551
Alerian Energy Infrastructure ETF
ENFR
$506M
$37K ﹤0.01%
1,682
– –
LYB icon
552
LyondellBasell Industries
LYB
$19.2B
$37K ﹤0.01%
341
+2
+0.6% +$220
PHYS icon
553
Sprott Physical Gold
PHYS
$15.7B
$37K ﹤0.01%
3,700
– –
VONG icon
554
Vanguard Russell 1000 Growth ETF
VONG
$45B
$37K ﹤0.01%
1,020
– –
NWN icon
555
Northwest Natural Holdings
NWN
$2.12B
$36K ﹤0.01%
575
– –
PHM icon
556
Pultegroup
PHM
$25.3B
$36K ﹤0.01%
1,280
+880
+220% +$26.5K
LCTX icon
557
Lineage Cell Therapeutics
LCTX
$278M
$35K ﹤0.01%
19,431
– –
VRTX icon
558
Vertex Pharmaceuticals
VRTX
$126B
$35K ﹤0.01%
207
+161
+350% +$25K
WGL
559
DELISTED
Wgl Holdings
WGL
$35K ﹤0.01%
400
– –
CHTR icon
560
Charter Communications
CHTR
$18.2B
$34K ﹤0.01%
119
– –
DBA icon
561
Invesco DB Agriculture Fund
DBA
$1.23B
$34K ﹤0.01%
1,900
– –
VLO icon
562
Valero Energy
VLO
$85.9B
$34K ﹤0.01%
310
– –
BXMX
563
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$33K ﹤0.01%
2,392
– –
ETV
564
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$33K ﹤0.01%
2,140
– –
HES
565
DELISTED
Hess
HES
$33K ﹤0.01%
501
+100
+25% +$5.97K
SLYV icon
566
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$33K ﹤0.01%
502
– –
SWK icon
567
Stanley Black & Decker
SWK
$15.7B
$33K ﹤0.01%
248
+1
+0.4% +$144
TWTR
568
DELISTED
Twitter, Inc.
TWTR
$33K ﹤0.01%
765
-34
-4% -$1.19K
NBL
569
DELISTED
Noble Energy, Inc.
NBL
$33K ﹤0.01%
940
+900
+2,250% +$30.6K
SEP
570
DELISTED
Spectra Engy Parters Lp
SEP
$33K ﹤0.01%
957
-500
-34% -$16.3K
AOS icon
571
A.O. Smith
AOS
$8.7B
$32K ﹤0.01%
550
+160
+41% +$10.1K
DGX icon
572
Quest Diagnostics
DGX
$26.3B
$32K ﹤0.01%
297
– –
FIVE icon
573
Five Below
FIVE
$13.5B
$32K ﹤0.01%
328
-30
-8% -$2.41K
FLOT icon
574
iShares Floating Rate Bond ETF
FLOT
$10.3B
$32K ﹤0.01%
628
+43
+7% +$2.19K
GVI icon
575
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$32K ﹤0.01%
300
– –
21 22
23
24 25

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.