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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
551
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$36K ﹤0.01%
1,426
-2,770
-66% -$69.1K
DBA icon
552
Invesco DB Agriculture Fund
DBA
$1.24B
$35K ﹤0.01%
1,900
– –
LYB icon
553
LyondellBasell Industries
LYB
$20B
$35K ﹤0.01%
339
+23
+7% +$2.57K
VONG icon
554
Vanguard Russell 1000 Growth ETF
VONG
$45.7B
$35K ﹤0.01%
1,020
– –
XOP icon
555
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.61B
$35K ﹤0.01%
250
– –
ZTS icon
556
Zoetis
ZTS
$30.5B
$35K ﹤0.01%
424
– –
LSXMK
557
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$35K ﹤0.01%
1,155
– –
DCP
558
DELISTED
DCP Midstream, LP
DCP
$35K ﹤0.01%
1,000
– –
EQR icon
559
Equity Residential
EQR
$24.6B
$34K ﹤0.01%
556
– –
LUV icon
560
Southwest Airlines
LUV
$22B
$34K ﹤0.01%
610
-235
-28% -$14.1K
MTD icon
561
Mettler-Toledo International
MTD
$28.9B
$34K ﹤0.01%
60
– –
BTI icon
562
British American Tobacco
BTI
$123B
$33K ﹤0.01%
582
-55
-9% -$3.46K
CTSH icon
563
Cognizant
CTSH
$26.3B
$33K ﹤0.01%
417
– –
ENFR icon
564
Alerian Energy Infrastructure ETF
ENFR
$519M
$33K ﹤0.01%
1,682
-75,687
-98% -$1.66M
NWN icon
565
Northwest Natural Holdings
NWN
$2.09B
$33K ﹤0.01%
575
– –
WGL
566
DELISTED
Wgl Holdings
WGL
$33K ﹤0.01%
400
– –
ALK icon
567
Alaska Air
ALK
$5.3B
$32K ﹤0.01%
528
– –
GVI icon
568
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$32K ﹤0.01%
300
– –
MKTX icon
569
MarketAxess Holdings
MKTX
$5.72B
$32K ﹤0.01%
150
– –
BXMX
570
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$31K ﹤0.01%
2,392
– –
EBAY icon
571
eBay
EBAY
$48.2B
$31K ﹤0.01%
781
+43
+6% +$1.78K
ETV
572
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$31K ﹤0.01%
2,140
– –
FCX icon
573
Freeport-McMoran
FCX
$98.7B
$31K ﹤0.01%
1,798
+185
+11% +$3.47K
DHS icon
574
WisdomTree US High Dividend Fund
DHS
$1.57B
$30K ﹤0.01%
450
– –
EA
575
DELISTED
Electronic Arts
EA
$30K ﹤0.01%
248
– –
21 22
23
24 25

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.