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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
551
Northwest Natural Holdings
NWN
$2.13B
$34K ﹤0.01%
575
-225
-28% -$14.7K
QRVO icon
552
Qorvo
QRVO
$8.5B
$34K ﹤0.01%
512
– –
WTRE icon
553
WisdomTree New Economy Real Estate Fund
WTRE
$15.7M
$34K ﹤0.01%
1,064
-350
-25% -$11.2K
LGF.A
554
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$34K ﹤0.01%
1,011
– –
LSXMK
555
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$34K ﹤0.01%
1,155
-16
-1% -$508
CDK
556
DELISTED
CDK Global, Inc.
CDK
$34K ﹤0.01%
481
-24
-5% -$1.61K
WGL
557
DELISTED
Wgl Holdings
WGL
$34K ﹤0.01%
400
– –
MSI icon
558
Motorola Solutions
MSI
$78B
$33K ﹤0.01%
366
-16
-4% -$1.46K
SNY icon
559
Sanofi
SNY
$105B
$33K ﹤0.01%
784
– –
DHS icon
560
WisdomTree US High Dividend Fund
DHS
$1.57B
$32K ﹤0.01%
450
– –
EEM icon
561
iShares MSCI Emerging Markets ETF
EEM
$29.3B
$32K ﹤0.01%
681
– –
ETV
562
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$32K ﹤0.01%
2,140
+965
+82% +$14.7K
GVI icon
563
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$32K ﹤0.01%
300
– –
NUV icon
564
Nuveen Municipal Value Fund
NUV
$1.91B
$32K ﹤0.01%
3,250
– –
NVG icon
565
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$32K ﹤0.01%
2,081
– –
DGX icon
566
Quest Diagnostics
DGX
$26.3B
$31K ﹤0.01%
316
+47
+17% +$4.46K
EQAL icon
567
Invesco Russell 1000 Equal Weight ETF
EQAL
$835M
$31K ﹤0.01%
1,000
– –
IGE icon
568
iShares North American Natural Resources ETF
IGE
$757M
$31K ﹤0.01%
895
– –
NCZ
569
Virtus Convertible & Income Fund II
NCZ
$300M
$31K ﹤0.01%
1,288
– –
NWG icon
570
NatWest
NWG
$76.3B
$31K ﹤0.01%
3,798
– –
SLYV icon
571
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$31K ﹤0.01%
502
– –
SAFM
572
DELISTED
Sanderson Farms Inc
SAFM
$31K ﹤0.01%
225
– –
AVY icon
573
Avery Dennison
AVY
$13.4B
$30K ﹤0.01%
265
+230
+657% +$24.9K
CHTR icon
574
Charter Communications
CHTR
$18.3B
$30K ﹤0.01%
91
-50
-35% -$17K
FCX icon
575
Freeport-McMoran
FCX
$97.1B
$30K ﹤0.01%
1,613
-400
-20% -$6.04K
21 22
23
24 25

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.