CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EXPE icon
551
Expedia Group
EXPE
$26.7B
$37K ﹤0.01%
250
– –
NVO icon
552
Novo Nordisk
NVO
$242B
$37K ﹤0.01%
1,744
+4
+0.2% +$85
PAA icon
553
Plains All American Pipeline
PAA
$12.2B
$37K ﹤0.01%
1,419
– –
PHYS icon
554
Sprott Physical Gold
PHYS
$13B
$37K ﹤0.01%
3,700
-3,700
-50% -$37K
SNY icon
555
Sanofi
SNY
$115B
$37K ﹤0.01%
784
-590
-43% -$27.8K
TCRT icon
556
Alaunos Therapeutics
TCRT
$4.83M
$37K ﹤0.01%
40
– –
CCL icon
557
Carnival Corp
CCL
$42.5B
$36K ﹤0.01%
550
+148
+37% +$9.69K
CHI
558
Calamos Convertible Opportunities and Income Fund
CHI
$827M
$36K ﹤0.01%
3,250
– –
EQR icon
559
Equity Residential
EQR
$25.2B
$36K ﹤0.01%
556
– –
FI icon
560
Fiserv
FI
$71.8B
$36K ﹤0.01%
596
– –
FXH icon
561
First Trust Health Care AlphaDEX Fund
FXH
$914M
$36K ﹤0.01%
540
– –
ICE icon
562
Intercontinental Exchange
ICE
$98.6B
$36K ﹤0.01%
550
– –
VAW icon
563
Vanguard Materials ETF
VAW
$2.86B
$36K ﹤0.01%
303
-12
-4% -$1.43K
WTRG icon
564
Essential Utilities
WTRG
$10.6B
$36K ﹤0.01%
1,100
+2
+0.2% +$65
PBI icon
565
Pitney Bowes
PBI
$1.96B
$35K ﹤0.01%
2,338
+500
+27% +$7.49K
COHR icon
566
Coherent
COHR
$16.1B
$34K ﹤0.01%
1,000
– –
QRVO icon
567
Qorvo
QRVO
$8.26B
$34K ﹤0.01%
537
– –
BCR
568
DELISTED
CR Bard Inc.
BCR
$34K ﹤0.01%
108
-29
-21% -$9.13K
APH icon
569
Amphenol
APH
$145B
$33K ﹤0.01%
1,840
– –
BXMX icon
570
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.5B
$33K ﹤0.01%
2,392
– –
EGBN icon
571
Eagle Bancorp
EGBN
$596M
$33K ﹤0.01%
530
– –
FE icon
572
FirstEnergy
FE
$25B
$33K ﹤0.01%
1,163
-600
-34% -$17K
GVI icon
573
iShares Intermediate Government/Credit Bond ETF
GVI
$3.55B
$33K ﹤0.01%
300
– –
MSI icon
574
Motorola Solutions
MSI
$80.3B
$33K ﹤0.01%
382
-10
-3% -$864
SWN
575
DELISTED
Southwestern Energy Company
SWN
$33K ﹤0.01%
5,517
-1,017
-16% -$6.08K
21 22
23
24 25