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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
551
Expedia Group
EXPE
$38.2B
$37K ﹤0.01%
250
– –
NVO
552
Novo Nordisk
NVO
$201B
$37K ﹤0.01%
1,744
+4
+0.2% +$81
PAA icon
553
Plains All American Pipeline
PAA
$16.3B
$37K ﹤0.01%
1,419
– –
PHYS icon
554
Sprott Physical Gold
PHYS
$15.3B
$37K ﹤0.01%
3,700
-3,700
-50% -$38K
SNY icon
555
Sanofi
SNY
$103B
$37K ﹤0.01%
784
-590
-43% -$28.2K
TCRT icon
556
Alaunos Therapeutics
TCRT
$4.71M
$37K ﹤0.01%
40
– –
CCL icon
557
Carnival Corporation Ltd
CCL
$41.2B
$36K ﹤0.01%
550
+148
+37% +$9.22K
CHI
558
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$36K ﹤0.01%
3,250
– –
EQR icon
559
Equity Residential
EQR
$25.3B
$36K ﹤0.01%
556
– –
FISV
560
Fiserv Inc
FISV
$29.5B
$36K ﹤0.01%
596
– –
FXH icon
561
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$36K ﹤0.01%
540
– –
ICE icon
562
Intercontinental Exchange
ICE
$83.6B
$36K ﹤0.01%
550
– –
VAW icon
563
Vanguard Materials ETF
VAW
$3.11B
$36K ﹤0.01%
303
-12
-4% -$1.44K
WTRG icon
564
Essential Utilities
WTRG
$11.1B
$36K ﹤0.01%
1,100
+2
+0.2% +$66
PBI icon
565
Pitney Bowes
PBI
$2.52B
$35K ﹤0.01%
2,338
+500
+27% +$7.3K
COHR icon
566
Coherent
COHR
$64.5B
$34K ﹤0.01%
1,000
– –
QRVO icon
567
Qorvo
QRVO
$8.31B
$34K ﹤0.01%
537
– –
BCR
568
DELISTED
CR Bard Inc.
BCR
$34K ﹤0.01%
108
-29
-21% -$8.61K
APH icon
569
Amphenol
APH
$212B
$33K ﹤0.01%
1,840
– –
BXMX
570
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$33K ﹤0.01%
2,392
– –
EGBN icon
571
Eagle Bancorp
EGBN
$867M
$33K ﹤0.01%
530
– –
FE icon
572
FirstEnergy
FE
$27.5B
$33K ﹤0.01%
1,163
-600
-34% -$17.8K
GVI icon
573
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$33K ﹤0.01%
300
– –
MSI icon
574
Motorola Solutions
MSI
$73.2B
$33K ﹤0.01%
382
-10
-3% -$848
SWN
575
DELISTED
Southwestern Energy Company
SWN
$33K ﹤0.01%
5,517
-1,017
-16% -$7.03K
21 22
23
24 25

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.