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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCR
551
DELISTED
CR Bard Inc.
BCR
$34K ﹤0.01%
137
– –
DG icon
552
Dollar General
DG
$27.9B
$33K ﹤0.01%
480
-36
-7% -$2.64K
FXH icon
553
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$33K ﹤0.01%
540
-100
-16% -$6.1K
GVI icon
554
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$33K ﹤0.01%
300
– –
MSI icon
555
Motorola Solutions
MSI
$77.4B
$33K ﹤0.01%
392
– –
WGL
556
DELISTED
Wgl Holdings
WGL
$33K ﹤0.01%
400
– –
APH icon
557
Amphenol
APH
$209B
$32K ﹤0.01%
1,840
– –
ICE icon
558
Intercontinental Exchange
ICE
$84.4B
$32K ﹤0.01%
550
– –
PPL
559
PPL Corp
PPL
$26.7B
$32K ﹤0.01%
862
+632
+275% +$22.6K
BT
560
DELISTED
BT Group plc (ADR)
BT
$32K ﹤0.01%
1,600
– –
XIV
561
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$32K ﹤0.01%
450
+200
+80% +$12.8K
ADI icon
562
Analog Devices
ADI
$190B
$31K ﹤0.01%
384
-70
-15% -$5.5K
AIG icon
563
American International
AIG
$41.8B
$31K ﹤0.01%
510
+39
+8% +$2.5K
BXMX
564
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$31K ﹤0.01%
2,392
– –
CTAS icon
565
Cintas
CTAS
$81.3B
$31K ﹤0.01%
1,000
– –
EGBN icon
566
Eagle Bancorp
EGBN
$845M
$31K ﹤0.01%
530
– –
EXPE icon
567
Expedia Group
EXPE
$37.3B
$31K ﹤0.01%
250
– –
IXC icon
568
iShares Global Energy ETF
IXC
$2.76B
$31K ﹤0.01%
950
– –
NCZ
569
Virtus Convertible & Income Fund II
NCZ
$301M
$31K ﹤0.01%
1,288
– –
NUV icon
570
Nuveen Municipal Value Fund
NUV
$1.91B
$31K ﹤0.01%
3,250
– –
REGN icon
571
Regeneron Pharmaceuticals
REGN
$80.8B
$31K ﹤0.01%
82
– –
SXT icon
572
Sensient Technologies
SXT
$5.53B
$31K ﹤0.01%
400
– –
NMY
573
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$31K ﹤0.01%
+2,500
New +$31.4K
DELL icon
574
Dell
DELL
$293B
$30K ﹤0.01%
1,671
-741
-31% -$12.9K
DHS icon
575
WisdomTree US High Dividend Fund
DHS
$1.58B
$30K ﹤0.01%
450
-60
-12% -$4.08K
21 22
23
24 25

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.