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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEO icon
551
American Eagle Outfitters
AEO
$3.01B
$30K ﹤0.01%
2,000
– –
AIG icon
552
American International
AIG
$41.3B
$30K ﹤0.01%
471
-140
-23% -$8.79K
APH icon
553
Amphenol
APH
$209B
$30K ﹤0.01%
1,840
– –
BXMX
554
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$30K ﹤0.01%
2,392
– –
EEM icon
555
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$30K ﹤0.01%
868
-1,407
-62% -$50.8K
NVG icon
556
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$30K ﹤0.01%
2,081
+647
+45% +$9.47K
REGN icon
557
Regeneron Pharmaceuticals
REGN
$80.8B
$30K ﹤0.01%
82
-20
-20% -$7.61K
XLRE icon
558
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
$30K ﹤0.01%
991
-61
-6% -$1.87K
WGL
559
DELISTED
Wgl Holdings
WGL
$30K ﹤0.01%
400
– –
AGU
560
DELISTED
Agrium
AGU
$30K ﹤0.01%
300
– –
BCR
561
DELISTED
CR Bard Inc.
BCR
$30K ﹤0.01%
137
– –
FAF icon
562
First American
FAF
$7.58B
$29K ﹤0.01%
800
– –
K
563
DELISTED
Kellanova
K
$29K ﹤0.01%
426
+106
+33% +$7.37K
NCZ
564
Virtus Convertible & Income Fund II
NCZ
$301M
$29K ﹤0.01%
1,288
– –
TECH icon
565
Bio-Techne
TECH
$11.3B
$29K ﹤0.01%
1,140
– –
CTAS icon
566
Cintas
CTAS
$81.3B
$28K ﹤0.01%
1,000
– –
ERC
567
Allspring Multi-Sector Income Fund
ERC
$259M
$28K ﹤0.01%
2,235
– –
EXPE icon
568
Expedia Group
EXPE
$37.3B
$28K ﹤0.01%
250
– –
PID icon
569
Invesco International Dividend Achievers ETF
PID
$919M
$28K ﹤0.01%
2,000
– –
QRVO icon
570
Qorvo
QRVO
$8.74B
$28K ﹤0.01%
537
– –
VDE icon
571
Vanguard Energy ETF
VDE
$9.74B
$28K ﹤0.01%
276
-85
-24% -$8.5K
ROIC
572
DELISTED
Retail Opportunity Investments Corp.
ROIC
$28K ﹤0.01%
1,350
– –
DATA
573
DELISTED
Tableau Software, Inc.
DATA
$28K ﹤0.01%
675
– –
EFR
574
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$27K ﹤0.01%
1,900
– –
HPE icon
575
Hewlett Packard
HPE
$70.5B
$27K ﹤0.01%
2,053
– –
21 22
23
24 25

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.