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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
551
Plains All American Pipeline
PAA
$16.1B
$22K ﹤0.01%
702
-1,040
-60% -$38K
PCG icon
552
PG&E
PCG
$38.5B
$22K ﹤0.01%
415
+1
+0.2% +$51
TIP icon
553
iShares TIPS Bond ETF
TIP
$14.7B
$22K ﹤0.01%
207
+18
+10% +$2.01K
TT icon
554
Trane Technologies
TT
$106B
$22K ﹤0.01%
423
– –
MJN
555
DELISTED
Mead Johnson Nutrition Company
MJN
$22K ﹤0.01%
297
-62
-17% -$5.1K
LLTC
556
DELISTED
Linear Technology Corp
LLTC
$22K ﹤0.01%
508
+329
+184% +$13.5K
FTR
557
DELISTED
Frontier Communications Corp.
FTR
$22K ﹤0.01%
285
+5
+2% +$378
BN icon
558
Brookfield
BN
$108B
$21K ﹤0.01%
1,797
+200
+13% +$2.33K
BTI icon
559
British American Tobacco
BTI
$128B
$21K ﹤0.01%
370
+24
+7% +$1.33K
EELV icon
560
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$21K ﹤0.01%
948
+830
+703% +$18.9K
FE icon
561
FirstEnergy
FE
$27.5B
$21K ﹤0.01%
663
– –
GT icon
562
Goodyear
GT
$1.85B
$21K ﹤0.01%
655
– –
LBTYK icon
563
Liberty Global Class C
LBTYK
$3.49B
$21K ﹤0.01%
591
-199
-25% -$8.04K
MRSH
564
Marsh
MRSH
$91.5B
$21K ﹤0.01%
400
– –
PCEF icon
565
Invesco CEF Income Composite ETF
PCEF
$813M
$21K ﹤0.01%
1,000
– –
PUK icon
566
Prudential
PUK
$35.2B
$21K ﹤0.01%
472
– –
QRVO icon
567
Qorvo
QRVO
$8.74B
$21K ﹤0.01%
437
+412
+1,648% +$24.9K
SKT icon
568
Tanger
SKT
$4.52B
$21K ﹤0.01%
600
– –
FEEU
569
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$21K ﹤0.01%
212
– –
ERC
570
Allspring Multi-Sector Income Fund
ERC
$259M
$20K ﹤0.01%
1,685
– –
FDN icon
571
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$20K ﹤0.01%
+295
New +$20.5K
HOG icon
572
Harley-Davidson
HOG
$2.71B
$20K ﹤0.01%
434
– –
KXI icon
573
iShares Global Consumer Staples ETF
KXI
$1.07B
$20K ﹤0.01%
440
– –
LYG icon
574
Lloyds Banking Group
LYG
$91.3B
$20K ﹤0.01%
4,359
-447
-9% -$2.24K
MCHP icon
575
Microchip Technology
MCHP
$46B
$20K ﹤0.01%
890
+8
+0.9% +$172
21 22
23
24 25

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.