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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADRE
551
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$21K ﹤0.01%
+600
New +$21.9K
ESV
552
DELISTED
Ensco Rowan plc
ESV
$21K ﹤0.01%
240
– –
FTR
553
DELISTED
Frontier Communications Corp.
FTR
$21K ﹤0.01%
280
+175
+167% +$15.6K
AEG icon
554
Aegon
AEG
$14.1B
$20K ﹤0.01%
+3,934
New +$21.3K
BF.B icon
555
Brown-Forman Class B
BF.B
$13.1B
$20K ﹤0.01%
+625
New +$19K
BN icon
556
Brookfield
BN
$108B
$20K ﹤0.01%
+1,597
New +$20.3K
EES icon
557
WisdomTree US SmallCap Earnings Fund
EES
$731M
$20K ﹤0.01%
708
– –
GNRC icon
558
Generac Holdings
GNRC
$12.5B
$20K ﹤0.01%
500
– –
GT icon
559
Goodyear
GT
$1.85B
$20K ﹤0.01%
655
– –
KXI icon
560
iShares Global Consumer Staples ETF
KXI
$1.07B
$20K ﹤0.01%
440
– –
PCG icon
561
PG&E
PCG
$38.5B
$20K ﹤0.01%
414
– –
RSG icon
562
Republic Services
RSG
$65.7B
$20K ﹤0.01%
500
– –
SLV icon
563
iShares Silver Trust
SLV
$30.7B
$20K ﹤0.01%
1,301
-145
-10% -$2.27K
RPAI
564
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$20K ﹤0.01%
1,410
– –
YHOO
565
DELISTED
Yahoo Inc
YHOO
$20K ﹤0.01%
517
+217
+72% +$9.32K
BCS.PR.CL
566
DELISTED
BARCLAYS BANK PLC ADR SER 2 REPSTG PREF SHS SER 2 (UK)
BCS.PR.CL
$20K ﹤0.01%
+800
New +$20.5K
JTP
567
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$20K ﹤0.01%
2,500
– –
NQU
568
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$20K ﹤0.01%
1,466
– –
AAXJ icon
569
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$19K ﹤0.01%
300
+165
+122% +$11K
ACN icon
570
Accenture
ACN
$108B
$19K ﹤0.01%
192
+147
+327% +$14.1K
BTI icon
571
British American Tobacco
BTI
$128B
$19K ﹤0.01%
+346
New +$19.1K
LBTYA icon
572
Liberty Global Class A
LBTYA
$3.6B
$19K ﹤0.01%
427
+233
+120% +$10.3K
LEG icon
573
Leggett & Platt
LEG
$1.31B
$19K ﹤0.01%
400
– –
MDU icon
574
MDU Resources
MDU
$4.32B
$19K ﹤0.01%
2,548
+773
+44% +$6.21K
SKT icon
575
Tanger
SKT
$4.52B
$19K ﹤0.01%
600
– –
21 22
23
24 25

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.