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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
551
ING
ING
$102B
$6K ﹤0.01%
484
– –
KBE icon
552
State Street SPDR S&P Bank ETF
KBE
$1.66B
$6K ﹤0.01%
175
– –
KSS icon
553
Kohl's
KSS
$2.19B
$6K ﹤0.01%
90
– –
MRC
554
DELISTED
MRC Global
MRC
$6K ﹤0.01%
500
– –
OKE icon
555
Oneok
OKE
$54.5B
$6K ﹤0.01%
124
– –
PKX icon
556
POSCO
PKX
$17.5B
$6K ﹤0.01%
105
-9
-8% -$622
SRLN icon
557
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$6K ﹤0.01%
126
– –
TKR icon
558
Timken Company
TKR
$9.03B
$6K ﹤0.01%
154
– –
VBR icon
559
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$6K ﹤0.01%
55
– –
WY icon
560
Weyerhaeuser
WY
$18.4B
$6K ﹤0.01%
161
– –
DISCK
561
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$6K ﹤0.01%
195
-324
-62% -$11K
BDCL
562
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$6K ﹤0.01%
300
-25,000
-99% -$565K
TRK
563
DELISTED
Speedway Motorsports, Inc.
TRK
$6K ﹤0.01%
265
– –
APU
564
DELISTED
AmeriGas Partners, L.P.
APU
$6K ﹤0.01%
107
-96
-47% -$4.44K
ZOES
565
DELISTED
Zoe's Kitchen, Inc.
ZOES
$6K ﹤0.01%
200
– –
KMI.WS
566
DELISTED
Kinder Morgan Inc
KMI.WS
$6K ﹤0.01%
1,544
– –
KNGT
567
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$6K ﹤0.01%
200
– –
AAL icon
568
American Airlines Group
AAL
$10.6B
$5K ﹤0.01%
107
+4
+4% +$172
BLKB icon
569
Blackbaud
BLKB
$2.08B
$5K ﹤0.01%
100
– –
CAH icon
570
Cardinal Health
CAH
$55.4B
$5K ﹤0.01%
57
– –
CHRW icon
571
C.H. Robinson
CHRW
$17.5B
$5K ﹤0.01%
73
– –
CMG icon
572
Chipotle Mexican Grill
CMG
$41.5B
$5K ﹤0.01%
400
-750
-65% -$9.81K
CNQ icon
573
Canadian Natural Resources
CNQ
$93.8B
$5K ﹤0.01%
310
-211
-40% -$3.44K
DFS
574
DELISTED
Discover Financial Services
DFS
$5K ﹤0.01%
91
-373
-80% -$23.9K
DXJ icon
575
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$5K ﹤0.01%
91
-2,300
-96% -$120K
21 22
23
24 25

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.