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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
551
Liberty Global Class C
LBTYK
$3.49B
$7K ﹤0.01%
227
+103
+83% +$3.21K
MCHP icon
552
Microchip Technology
MCHP
$46B
$7K ﹤0.01%
320
– –
MDY icon
553
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$7K ﹤0.01%
30
-75
-71% -$17.6K
NFJ
554
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$7K ﹤0.01%
400
– –
RVT icon
555
Royce Value Trust
RVT
$2.3B
$7K ﹤0.01%
440
-37
-8% -$565
SYK icon
556
Stryker
SYK
$130B
$7K ﹤0.01%
100
– –
TM icon
557
Toyota
TM
$225B
$7K ﹤0.01%
61
+34
+126% +$4.27K
XOP icon
558
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$7K ﹤0.01%
28
– –
MER.PRP.CL
559
DELISTED
Merrill Lynch Capital Trust Iii
MER.PRP.CL
$7K ﹤0.01%
300
– –
ALLE icon
560
Allegion
ALLE
$14.4B
$6K ﹤0.01%
+140
New +$6.06K
BBVA icon
561
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$6K ﹤0.01%
585
+326
+126% +$3.64K
CB icon
562
Chubb
CB
$135B
$6K ﹤0.01%
66
– –
EFA icon
563
iShares MSCI EAFE ETF
EFA
$80.2B
$6K ﹤0.01%
100
-235
-70% -$15.4K
ES icon
564
Eversource Energy
ES
$27.2B
$6K ﹤0.01%
161
– –
ESGR
565
DELISTED
Enstar Group
ESGR
$6K ﹤0.01%
45
– –
ETR icon
566
Entergy
ETR
$50B
$6K ﹤0.01%
200
-28
-12% -$892
B
567
Barrick Mining
B
$73.2B
$6K ﹤0.01%
356
-487
-58% -$8.59K
ICE icon
568
Intercontinental Exchange
ICE
$84.4B
$6K ﹤0.01%
+155
New +$6.38K
PMM
569
Franklin Managed Municipal Income Trust
PMM
$273M
$6K ﹤0.01%
1,010
– –
VMW
570
DELISTED
VMware, Inc
VMW
$6K ﹤0.01%
76
+35
+85% +$2.89K
DUC
571
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$6K ﹤0.01%
667
– –
TWX
572
DELISTED
Time Warner Inc
TWX
$6K ﹤0.01%
102
+18
+21% +$1.16K
YDKN
573
DELISTED
Yadkin Financial Corporation
YDKN
$6K ﹤0.01%
374
– –
MEG
574
DELISTED
Media General, Inc
MEG
$6K ﹤0.01%
282
-282
-50% -$4.84K
TAL
575
DELISTED
TAL INTERNATIONAL GROUP, INC.
TAL
$6K ﹤0.01%
+115
New +$5.92K
21 22
23
24 25

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.