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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
526
WisdomTree US LargeCap Dividend Fund
DLN
$6.41B
$114K 0.01%
2,000
– –
IRBT
527
DELISTED
iRobot
IRBT
$114K 0.01%
937
-766
-45% -$87.1K
RPM icon
528
RPM International
RPM
$15B
$114K 0.01%
1,252
-27
-2% -$2.33K
FLTR icon
529
VanEck IG Floating Rate ETF
FLTR
$3.04B
$113K 0.01%
4,489
-229
-5% -$5.81K
FHN icon
530
First Horizon
FHN
$12B
$112K 0.01%
6,677
+54
+0.8% +$854
IXJ icon
531
iShares Global Healthcare ETF
IXJ
$4.23B
$112K 0.01%
1,460
– –
PDN icon
532
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$365M
$112K 0.01%
3,065
– –
ARCC icon
533
Ares Capital
ARCC
$14.4B
$111K 0.01%
5,979
+225
+4% +$4.04K
BLW icon
534
BlackRock Limited Duration Income Trust
BLW
$493M
$111K 0.01%
+6,637
New +$106K
IYG icon
535
iShares US Financial Services ETF
IYG
$2.22B
$111K 0.01%
1,950
– –
XLB icon
536
State Street Materials Select Sector SPDR ETF
XLB
$8.7B
$111K 0.01%
2,832
+1,364
+93% +$51.5K
BGH
537
Barings Global Short Duration High Yield Fund
BGH
$286M
$109K 0.01%
+6,788
New +$105K
BIV icon
538
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$109K 0.01%
1,233
– –
CHRW icon
539
C.H. Robinson
CHRW
$16.9B
$109K 0.01%
1,149
+674
+142% +$62.9K
KWEB icon
540
KraneShares CSI China Internet ETF
KWEB
$5.58B
$109K 0.01%
1,429
– –
SCCO icon
541
Southern Copper
SCCO
$162B
$109K 0.01%
1,761
+21
+1% +$1.38K
VT icon
542
Vanguard Total World Stock ETF
VT
$81.2B
$109K 0.01%
1,125
– –
BN icon
543
Brookfield
BN
$111B
$108K 0.01%
4,567
– –
COF icon
544
Capital One
COF
$135B
$108K 0.01%
849
-32
-4% -$3.77K
USB icon
545
US Bancorp
USB
$100B
$108K 0.01%
1,963
+58
+3% +$2.9K
BMI icon
546
Badger Meter
BMI
$3.96B
$107K 0.01%
1,150
– –
DAL icon
547
Delta Air Lines
DAL
$59.5B
$107K 0.01%
2,224
+100
+5% +$4.42K
ECL icon
548
Ecolab
ECL
$79.8B
$107K 0.01%
502
– –
FISV
549
Fiserv Inc
FISV
$28B
$107K 0.01%
901
+27
+3% +$3.1K
PFLD icon
550
AAM Low Duration Preferred and Income Securities ETF
PFLD
$408M
$107K 0.01%
+4,270
New +$107K
20 21
22
23 24

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.