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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRP icon
526
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$94K 0.01%
3,651
– –
CNYA icon
527
iShares MSCI China A ETF
CNYA
$206M
$93K 0.01%
2,200
– –
DINO icon
528
HF Sinclair
DINO
$15.2B
$93K 0.01%
3,606
– –
DNL icon
529
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$503M
$92K 0.01%
2,422
-342
-12% -$12.1K
PAYC icon
530
Paycom
PAYC
$9.57B
$92K 0.01%
205
-1
-0.5% -$398
XAR icon
531
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$92K 0.01%
806
+426
+112% +$43.2K
ADX icon
532
Adams Diversified Equity Fund
ADX
$3.28B
$91K 0.01%
5,269
– –
MLM icon
533
Martin Marietta Materials
MLM
$33.3B
$91K 0.01%
323
+50
+18% +$13.3K
VCR icon
534
Vanguard Consumer Discretionary ETF
VCR
$6.15B
$91K 0.01%
333
– –
BAB icon
535
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$90K 0.01%
2,700
– –
L icon
536
Loews
L
$23.1B
$90K 0.01%
2,000
– –
JIG icon
537
JPMorgan International Growth ETF
JIG
$500M
$89K 0.01%
+1,229
New +$83.5K
PGHY icon
538
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$89K 0.01%
4,015
– –
ED icon
539
Consolidated Edison
ED
$39.8B
$88K 0.01%
1,226
-919
-43% -$71.4K
EMN icon
540
Eastman Chemical
EMN
$8.55B
$88K 0.01%
883
+179
+25% +$16.6K
MPC icon
541
Marathon Petroleum
MPC
$94.5B
$88K 0.01%
2,132
+59
+3% +$2.12K
USB icon
542
US Bancorp
USB
$100B
$88K 0.01%
1,905
-188
-9% -$7.96K
COF icon
543
Capital One
COF
$134B
$87K 0.01%
881
+33
+4% +$2.81K
HUM icon
544
Humana
HUM
$44.8B
$87K 0.01%
213
+134
+170% +$55.7K
RDS.B
545
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$87K 0.01%
2,614
-406
-13% -$12.1K
CSGP icon
546
CoStar Group
CSGP
$12.6B
$86K 0.01%
940
– –
VRTX icon
547
Vertex Pharmaceuticals
VRTX
$134B
$86K 0.01%
366
– –
DAL icon
548
Delta Air Lines
DAL
$59.5B
$85K 0.01%
2,124
-29
-1% -$1.05K
MKTX icon
549
MarketAxess Holdings
MKTX
$5.72B
$85K 0.01%
150
– –
QRVO icon
550
Qorvo
QRVO
$8.53B
$85K 0.01%
512
– –
20 21
22
23 24

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.