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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STIP icon
526
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$80K 0.01%
789
– –
WST icon
527
West Pharmaceutical
WST
$24.8B
$80K 0.01%
353
+246
+230% +$48.3K
BN icon
528
Brookfield
BN
$109B
$79K 0.01%
4,535
+17
+0.4% +$299
HEI icon
529
HEICO Corp
HEI
$50.9B
$79K 0.01%
801
– –
IDV icon
530
iShares International Select Dividend ETF
IDV
$8.53B
$79K 0.01%
3,167
-628
-17% -$15.1K
OGE icon
531
OGE Energy
OGE
$9.54B
$79K 0.01%
2,611
– –
ADX icon
532
Adams Diversified Equity Fund
ADX
$3.28B
$78K 0.01%
5,269
– –
FISV
533
Fiserv Inc
FISV
$27.8B
$77K 0.01%
789
-360
-31% -$36.3K
GRNB icon
534
VanEck Green Bond ETF
GRNB
$184M
$77K 0.01%
2,806
– –
IYG icon
535
iShares US Financial Services ETF
IYG
$2.21B
$77K 0.01%
1,950
-675
-26% -$25.9K
CPTAG
536
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$77K 0.01%
4,000
– –
POOL icon
537
Pool Corp
POOL
$7.27B
$76K 0.01%
280
– –
AGGP
538
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$76K 0.01%
3,841
– –
MKTX icon
539
MarketAxess Holdings
MKTX
$5.72B
$75K 0.01%
150
– –
MPC icon
540
Marathon Petroleum
MPC
$90B
$75K 0.01%
2,028
+48
+2% +$1.54K
PFFD icon
541
Global X US Preferred ETF
PFFD
$2.16B
$75K 0.01%
3,210
+13
+0.4% +$303
YORW icon
542
York Water
YORW
$518M
$75K 0.01%
1,575
– –
BKK
543
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$75K 0.01%
5,000
– –
FDUS icon
544
Fidus Investment
FDUS
$753M
$74K 0.01%
8,190
+2,730
+50% +$23.7K
MU icon
545
Micron Technology
MU
$972B
$74K 0.01%
1,451
-325
-18% -$15.3K
TIP icon
546
iShares TIPS Bond ETF
TIP
$14.7B
$74K 0.01%
608
-1,037
-63% -$126K
CSGP icon
547
CoStar Group
CSGP
$12.8B
$73K 0.01%
1,030
+530
+106% +$34.3K
LSCC icon
548
Lattice Semiconductor
LSCC
$18.2B
$73K 0.01%
+2,598
New +$60.7K
PRU icon
549
Prudential Financial
PRU
$42.1B
$73K 0.01%
1,204
+207
+21% +$12.2K
RMD icon
550
ResMed
RMD
$31.9B
$73K 0.01%
384
+339
+753% +$55.5K
20 21
22
23 24

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Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.