We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCLN icon
526
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$628M
$63K 0.01%
3,164
+1,729
+120% +$44K
RBA icon
527
RB Global
RBA
$16.6B
$63K 0.01%
1,872
-3,748
-67% -$150K
XLE icon
528
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$63K 0.01%
4,400
-2,942
-40% -$69.8K
CEF icon
529
Sprott Physical Gold and Silver Trust
CEF
$8.24B
$62K 0.01%
4,270
– –
PEBK icon
530
Peoples Bancorp of North Carolina
PEBK
$235M
$62K 0.01%
3,048
+1,350
+80% +$36.2K
BMI icon
531
Badger Meter
BMI
$3.93B
$61K 0.01%
1,150
– –
CPB icon
532
Campbell Soup
CPB
$6.78B
$61K 0.01%
1,337
-250
-16% -$12K
ES icon
533
Eversource Energy
ES
$26.8B
$61K 0.01%
780
-80
-9% -$7.02K
EEM icon
534
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$60K 0.01%
1,769
-1,376
-44% -$56.5K
JCI icon
535
Johnson Controls International
JCI
$93.7B
$60K 0.01%
2,257
-72
-3% -$2.68K
XLU icon
536
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$60K 0.01%
2,188
-956
-30% -$30.6K
EV
537
DELISTED
Eaton Vance Corp.
EV
$60K 0.01%
1,883
– –
BKNG icon
538
Booking.com
BKNG
$160B
$59K 0.01%
1,100
– –
HEI icon
539
HEICO Corp
HEI
$51.3B
$59K 0.01%
801
– –
IYK icon
540
iShares US Consumer Staples ETF
IYK
$1.43B
$59K 0.01%
1,656
+6
+0.4% +$254
MJ icon
541
Amplify Alternative Harvest ETF
MJ
$109M
$59K 0.01%
437
-26
-6% -$4.62K
RPG icon
542
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$59K 0.01%
2,985
+1,885
+171% +$45.6K
ALTY icon
543
Global X Alternative Income ETF
ALTY
$45.5M
$58K 0.01%
6,671
– –
HYS icon
544
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$58K 0.01%
677
– –
SHOP icon
545
Shopify
SHOP
$196B
$58K 0.01%
1,400
+60
+4% +$2.71K
FE icon
546
FirstEnergy
FE
$27.1B
$57K 0.01%
1,443
– –
FXH icon
547
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$57K 0.01%
777
– –
KMX icon
548
CarMax
KMX
$8.26B
$57K 0.01%
1,063
-39
-4% -$3.3K
WEN icon
549
Wendy's
WEN
$1.44B
$57K 0.01%
3,882
+21
+0.5% +$413
MDC
550
DELISTED
M.D.C. Holdings, Inc.
MDC
$57K 0.01%
2,690
-3,418
-56% -$120K
20 21
22
23 24

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.