CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
QCLN icon
526
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$449M
$63K 0.01%
3,164
+1,729
+120% +$34.4K
RBA icon
527
RB Global
RBA
$21.6B
$63K 0.01%
1,872
-3,748
-67% -$126K
XLE icon
528
Energy Select Sector SPDR Fund
XLE
$27.1B
$63K 0.01%
2,200
-1,471
-40% -$42.1K
CEF icon
529
Sprott Physical Gold and Silver Trust
CEF
$6.56B
$62K 0.01%
4,270
– –
PEBK icon
530
Peoples Bancorp of North Carolina
PEBK
$168M
$62K 0.01%
3,048
+1,350
+80% +$27.5K
BMI icon
531
Badger Meter
BMI
$5.23B
$61K 0.01%
1,150
– –
CPB icon
532
Campbell Soup
CPB
$9.98B
$61K 0.01%
1,337
-250
-16% -$11.4K
ES icon
533
Eversource Energy
ES
$23.8B
$61K 0.01%
780
-80
-9% -$6.26K
EEM icon
534
iShares MSCI Emerging Markets ETF
EEM
$19.6B
$60K 0.01%
1,769
-1,376
-44% -$46.7K
JCI icon
535
Johnson Controls International
JCI
$70.5B
$60K 0.01%
2,257
-72
-3% -$1.91K
XLU icon
536
Utilities Select Sector SPDR Fund
XLU
$21B
$60K 0.01%
1,094
-478
-30% -$26.2K
EV
537
DELISTED
Eaton Vance Corp.
EV
$60K 0.01%
1,883
– –
BKNG icon
538
Booking.com
BKNG
$177B
$59K 0.01%
44
– –
HEI icon
539
HEICO
HEI
$44.1B
$59K 0.01%
801
– –
IYK icon
540
iShares US Consumer Staples ETF
IYK
$1.32B
$59K 0.01%
1,656
+6
+0.4% +$214
MJ icon
541
Amplify Alternative Harvest ETF
MJ
$178M
$59K 0.01%
437
-26
-6% -$3.51K
RPG icon
542
Invesco S&P 500 Pure Growth ETF
RPG
$1.75B
$59K 0.01%
2,985
+1,885
+171% +$37.3K
ALTY icon
543
Global X Alternative Income ETF
ALTY
$36.9M
$58K 0.01%
6,671
– –
HYS icon
544
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.45B
$58K 0.01%
677
– –
SHOP icon
545
Shopify
SHOP
$185B
$58K 0.01%
1,400
+60
+4% +$2.49K
FE icon
546
FirstEnergy
FE
$25B
$57K 0.01%
1,443
– –
FXH icon
547
First Trust Health Care AlphaDEX Fund
FXH
$914M
$57K 0.01%
777
– –
KMX icon
548
CarMax
KMX
$8.88B
$57K 0.01%
1,063
-39
-4% -$2.09K
WEN icon
549
Wendy's
WEN
$1.87B
$57K 0.01%
3,882
+21
+0.5% +$308
MDC
550
DELISTED
M.D.C. Holdings, Inc.
MDC
$57K 0.01%
2,690
-3,418
-56% -$72.4K
20 21
22
23 24