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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COF icon
526
Capital One
COF
$134B
$61K 0.01%
753
-38
-5% -$3.09K
DNL icon
527
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$504M
$61K 0.01%
2,204
-276
-11% -$7.39K
FIVE icon
528
Five Below
FIVE
$13.3B
$61K 0.01%
492
+150
+44% +$18.2K
IONS icon
529
Ionis Pharmaceuticals
IONS
$9.53B
$61K 0.01%
762
+164
+27% +$10.6K
RIO icon
530
Rio Tinto
RIO
$166B
$61K 0.01%
1,050
-512
-33% -$28.1K
BLK icon
531
Blackrock
BLK
$175B
$60K 0.01%
142
-27
-16% -$11.3K
FE icon
532
FirstEnergy
FE
$27B
$60K 0.01%
1,443
-33
-2% -$1.31K
VRSK icon
533
Verisk Analytics
VRSK
$23.8B
$60K 0.01%
452
– –
GRMN
534
Garmin
GRMN
$60.1B
$59K 0.01%
+690
New +$52K
RGEN icon
535
Repligen
RGEN
$9.23B
$59K 0.01%
1,000
– –
EMB icon
536
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$58K 0.01%
527
+425
+417% +$45.8K
PGX icon
537
Invesco Preferred ETF
PGX
$3.77B
$58K 0.01%
4,059
+95
+2% +$1.35K
APH icon
538
Amphenol
APH
$209B
$57K 0.01%
2,440
– –
CEF icon
539
Sprott Physical Gold and Silver Trust
CEF
$8.16B
$57K 0.01%
4,656
– –
QYLD icon
540
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$57K 0.01%
+2,512
New +$55.8K
RDOG icon
541
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$57K 0.01%
1,213
– –
TSLA icon
542
Tesla
TSLA
$1.31T
$57K 0.01%
3,090
– –
PFFD icon
543
Global X US Preferred ETF
PFFD
$2.16B
$56K 0.01%
2,366
– –
WBA
544
DELISTED
Walgreens Boots Alliance
WBA
$55K 0.01%
873
-96
-10% -$6.56K
BMS
545
DELISTED
Bemis
BMS
$55K 0.01%
1,000
– –
FXL icon
546
First Trust Technology AlphaDEX Fund
FXL
$2.8B
$54K 0.01%
854
– –
ICLR icon
547
Icon
ICLR
$12.7B
$54K 0.01%
401
– –
INDA icon
548
iShares MSCI India ETF
INDA
$6.61B
$54K 0.01%
1,560
– –
MKL icon
549
Markel Group
MKL
$23B
$54K 0.01%
55
– –
YORW icon
550
York Water
YORW
$507M
$54K 0.01%
1,575
– –
20 21
22
23 24

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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.