We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSI icon
526
Motorola Solutions
MSI
$76B
$45K ﹤0.01%
350
+1
+0.3% +$124
SABR icon
527
Sabre
SABR
$831M
$45K ﹤0.01%
+1,750
New +$44.9K
TRP icon
528
TC Energy
TRP
$65.4B
$45K ﹤0.01%
1,131
– –
WEC icon
529
WEC Energy
WEC
$34.6B
$45K ﹤0.01%
677
+18
+3% +$1.2K
ADI icon
530
Analog Devices
ADI
$189B
$44K ﹤0.01%
478
+15
+3% +$1.44K
BNS icon
531
Scotiabank
BNS
$109B
$44K ﹤0.01%
750
– –
DFE icon
532
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$44K ﹤0.01%
700
– –
FIVE icon
533
Five Below
FIVE
$13.3B
$44K ﹤0.01%
342
+14
+4% +$1.56K
RWR icon
534
State Street SPDR Dow Jones REIT ETF
RWR
$1.86B
$44K ﹤0.01%
482
– –
XHR
535
Xenia Hotels & Resorts
XHR
$1.74B
$44K ﹤0.01%
1,867
– –
CELG
536
DELISTED
Celgene Corp
CELG
$44K ﹤0.01%
500
-400
-44% -$35.3K
TAN icon
537
Invesco Solar ETF
TAN
$1.37B
$43K ﹤0.01%
2,120
+943
+80% +$20.8K
VGIT icon
538
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$43K ﹤0.01%
700
-470
-40% -$29.3K
XOP icon
539
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.59B
$43K ﹤0.01%
250
– –
ETP
540
DELISTED
Energy Transfer Partners, L.P.
ETP
$43K ﹤0.01%
1,950
+787
+68% +$17.1K
AEG icon
541
Aegon
AEG
$14B
$42K ﹤0.01%
7,677
-207
-3% -$1.08K
EWL icon
542
iShares MSCI Switzerland ETF
EWL
$2.25B
$42K ﹤0.01%
1,212
+1,151
+1,887% +$39.4K
KARS icon
543
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.7M
$42K ﹤0.01%
1,915
+1,115
+139% +$24.7K
MTD icon
544
Mettler-Toledo International
MTD
$28.8B
$42K ﹤0.01%
69
– –
PEG icon
545
Public Service Enterprise Group
PEG
$37.1B
$42K ﹤0.01%
803
+195
+32% +$10.2K
PLPC icon
546
Preformed Line Products
PLPC
$2.27B
$42K ﹤0.01%
600
– –
XLP icon
547
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$42K ﹤0.01%
795
– –
CCL icon
548
Carnival Corporation Ltd
CCL
$38.7B
$41K ﹤0.01%
654
+1
+0.2% +$61
IJJ icon
549
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$41K ﹤0.01%
500
– –
VDE icon
550
Vanguard Energy ETF
VDE
$10.2B
$41K ﹤0.01%
397
+256
+182% +$26.5K
20 21
22
23 24

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.