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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEZ icon
526
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$40K ﹤0.01%
1,000
– –
IJJ icon
527
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.98B
$40K ﹤0.01%
500
-62
-11% -$4.84K
IWS icon
528
iShares Russell Mid-Cap Value ETF
IWS
$16B
$40K ﹤0.01%
459
– –
XHR
529
Xenia Hotels & Resorts
XHR
$1.81B
$40K ﹤0.01%
1,867
-660
-26% -$14.4K
LGF.B
530
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$40K ﹤0.01%
1,282
– –
FISV
531
Fiserv Inc
FISV
$27.6B
$39K ﹤0.01%
596
– –
PHYS icon
532
Sprott Physical Gold
PHYS
$15.7B
$39K ﹤0.01%
3,700
– –
AGU
533
DELISTED
Agrium
AGU
$39K ﹤0.01%
347
+47
+16% +$5.1K
ADI icon
534
Analog Devices
ADI
$190B
$38K ﹤0.01%
433
– –
ALK icon
535
Alaska Air
ALK
$5.63B
$38K ﹤0.01%
528
– –
APD icon
536
Air Products & Chemicals
APD
$66.8B
$38K ﹤0.01%
236
+146
+162% +$23.3K
DG icon
537
Dollar General
DG
$28B
$38K ﹤0.01%
411
– –
EPI icon
538
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$38K ﹤0.01%
1,400
– –
ICE icon
539
Intercontinental Exchange
ICE
$85.9B
$38K ﹤0.01%
550
– –
MTD icon
540
Mettler-Toledo International
MTD
$28.6B
$37K ﹤0.01%
60
-40
-40% -$25.6K
XOP icon
541
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.5B
$37K ﹤0.01%
250
– –
BCR
542
DELISTED
CR Bard Inc.
BCR
$37K ﹤0.01%
113
– –
DCP
543
DELISTED
DCP Midstream, LP
DCP
$36K ﹤0.01%
1,000
– –
DBA icon
544
Invesco DB Agriculture Fund
DBA
$1.23B
$35K ﹤0.01%
1,900
– –
EQR icon
545
Equity Residential
EQR
$25.1B
$35K ﹤0.01%
556
– –
INFY icon
546
Infosys
INFY
$50.7B
$35K ﹤0.01%
4,324
+636
+17% +$4.83K
ROP icon
547
Roper Technologies
ROP
$39.7B
$35K ﹤0.01%
138
– –
VONG icon
548
Vanguard Russell 1000 Growth ETF
VONG
$45B
$35K ﹤0.01%
1,020
– –
BXMX
549
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$34K ﹤0.01%
2,392
– –
LYB icon
550
LyondellBasell Industries
LYB
$19.4B
$34K ﹤0.01%
316
– –
20 21
22
23 24

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.