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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
526
Novo Nordisk
NVO
$208B
$42K ﹤0.01%
1,748
+4
+0.2% +$90
COHR icon
527
Coherent
COHR
$73.9B
$41K ﹤0.01%
1,000
– –
FEZ icon
528
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.54B
$41K ﹤0.01%
1,000
-3,000
-75% -$120K
HR icon
529
Healthcare Realty
HR
$6.87B
$41K ﹤0.01%
1,395
– –
APH icon
530
Amphenol
APH
$208B
$39K ﹤0.01%
1,840
– –
ICE icon
531
Intercontinental Exchange
ICE
$84.6B
$39K ﹤0.01%
550
– –
IWS icon
532
iShares Russell Mid-Cap Value ETF
IWS
$16B
$39K ﹤0.01%
459
– –
SNY icon
533
Sanofi
SNY
$104B
$39K ﹤0.01%
784
– –
TCRT icon
534
Alaunos Therapeutics
TCRT
$4.84M
$39K ﹤0.01%
40
– –
VAW icon
535
Vanguard Materials ETF
VAW
$3.13B
$39K ﹤0.01%
303
– –
ADI icon
536
Analog Devices
ADI
$190B
$38K ﹤0.01%
433
+49
+13% +$3.95K
FISV
537
Fiserv Inc
FISV
$27.7B
$38K ﹤0.01%
596
– –
PHYS icon
538
Sprott Physical Gold
PHYS
$15.7B
$38K ﹤0.01%
3,700
– –
LGF.B
539
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$38K ﹤0.01%
1,282
+151
+13% +$4.22K
LSXMK
540
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$38K ﹤0.01%
1,171
-133
-10% -$4.33K
EQR icon
541
Equity Residential
EQR
$25.1B
$37K ﹤0.01%
556
– –
EXPE icon
542
Expedia Group
EXPE
$37.1B
$37K ﹤0.01%
250
– –
WTRG icon
543
Essential Utilities
WTRG
$11.4B
$37K ﹤0.01%
1,103
+3
+0.3% +$101
PCI
544
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$37K ﹤0.01%
+1,599
New +$36.2K
DBA icon
545
Invesco DB Agriculture Fund
DBA
$1.23B
$36K ﹤0.01%
1,900
– –
FXH icon
546
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$36K ﹤0.01%
540
– –
QRVO icon
547
Qorvo
QRVO
$8.66B
$36K ﹤0.01%
512
-25
-5% -$1.74K
VYM icon
548
Vanguard High Dividend Yield ETF
VYM
$82.7B
$36K ﹤0.01%
446
-615
-58% -$48.8K
SAFM
549
DELISTED
Sanderson Farms Inc
SAFM
$36K ﹤0.01%
225
– –
BCR
550
DELISTED
CR Bard Inc.
BCR
$36K ﹤0.01%
113
+5
+5% +$1.6K
20 21
22
23 24

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.