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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
526
Northrop Grumman
NOC
$78.6B
$43K 0.01%
169
+84
+99% +$21K
PEBK icon
527
Peoples Bancorp of North Carolina
PEBK
$231M
$43K 0.01%
1,515
– –
WEC icon
528
WEC Energy
WEC
$35.1B
$43K 0.01%
709
– –
AVA icon
529
Avista
AVA
$3.23B
$42K 0.01%
1,000
– –
ECL icon
530
Ecolab
ECL
$80.1B
$42K 0.01%
323
-5
-2% -$646
DBD
531
DELISTED
Diebold Nixdorf Incorporated
DBD
$42K 0.01%
1,500
-25
-2% -$692
CBL
532
DELISTED
CBL& Associates Properties, Inc.
CBL
$42K 0.01%
+5,000
New +$42.9K
BUD icon
533
AB InBev
BUD
$167B
$41K 0.01%
379
-103
-21% -$11.8K
EBAY icon
534
eBay
EBAY
$48.4B
$41K 0.01%
1,198
– –
MA icon
535
Mastercard
MA
$501B
$41K 0.01%
344
– –
WTRE icon
536
WisdomTree New Economy Real Estate Fund
WTRE
$15.9M
$41K 0.01%
1,414
– –
LSXMK
537
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$41K 0.01%
1,304
-31
-2% -$929
CHKP icon
538
Check Point Software Technologies
CHKP
$12.7B
$40K ﹤0.01%
375
-11
-3% -$1.19K
EPI icon
539
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$40K ﹤0.01%
1,670
– –
REGN icon
540
Regeneron Pharmaceuticals
REGN
$79.7B
$40K ﹤0.01%
82
– –
QEP
541
DELISTED
QEP RESOURCES, INC.
QEP
$40K ﹤0.01%
4,000
– –
CME icon
542
CME Group
CME
$93.9B
$39K ﹤0.01%
314
-37
-11% -$4.42K
LEG icon
543
Leggett & Platt
LEG
$1.42B
$39K ﹤0.01%
750
+350
+88% +$18.3K
SPG icon
544
Simon Property Group
SPG
$72.6B
$39K ﹤0.01%
244
+1
+0.4% +$163
FTV icon
545
Fortive
FTV
$18.4B
$38K ﹤0.01%
967
– –
IWS icon
546
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$38K ﹤0.01%
459
– –
PGF icon
547
Invesco Financial Preferred ETF
PGF
$675M
$38K ﹤0.01%
1,990
+700
+54% +$13.3K
STH
548
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$38K ﹤0.01%
1,208
-14
-1% -$440
DBA icon
549
Invesco DB Agriculture Fund
DBA
$1.23B
$37K ﹤0.01%
1,900
– –
DVN icon
550
Devon Energy
DVN
$49.3B
$37K ﹤0.01%
1,171
– –
20 21
22
23 24

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.