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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
526
Vanguard FTSE Developed Markets ETF
VEA
$236B
$35K 0.01%
971
-8,218
-89% -$300K
DHS icon
527
WisdomTree US High Dividend Fund
DHS
$1.58B
$34K ﹤0.01%
510
– –
HBAN icon
528
Huntington Bancshares
HBAN
$35.5B
$34K ﹤0.01%
2,573
– –
PEBK icon
529
Peoples Bancorp of North Carolina
PEBK
$229M
$34K ﹤0.01%
1,515
– –
VAW icon
530
Vanguard Materials ETF
VAW
$3.13B
$34K ﹤0.01%
303
– –
LSXMK
531
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$34K ﹤0.01%
1,335
-17
-1% -$441
ADSK icon
532
Autodesk
ADSK
$52.6B
$33K ﹤0.01%
458
– –
EPI icon
533
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$33K ﹤0.01%
1,670
-252
-13% -$5.24K
IXC icon
534
iShares Global Energy ETF
IXC
$2.76B
$33K ﹤0.01%
950
– –
JHML icon
535
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$33K ﹤0.01%
1,159
– –
ADI icon
536
Analog Devices
ADI
$190B
$32K ﹤0.01%
454
– –
EGBN icon
537
Eagle Bancorp
EGBN
$845M
$32K ﹤0.01%
530
– –
FTV icon
538
Fortive
FTV
$18.6B
$32K ﹤0.01%
967
-238
-20% -$7.87K
GVI icon
539
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
$32K ﹤0.01%
300
– –
HR icon
540
Healthcare Realty
HR
$6.84B
$32K ﹤0.01%
1,100
– –
ITT icon
541
ITT
ITT
$19.1B
$32K ﹤0.01%
850
– –
MSI icon
542
Motorola Solutions
MSI
$77.4B
$32K ﹤0.01%
392
-7
-2% -$549
TCRT icon
543
Alaunos Therapeutics
TCRT
$4.86M
$32K ﹤0.01%
40
– –
WDAY icon
544
Workday
WDAY
$44.4B
$32K ﹤0.01%
494
-33
-6% -$2.66K
ICE icon
545
Intercontinental Exchange
ICE
$84.4B
$31K ﹤0.01%
550
– –
NUV icon
546
Nuveen Municipal Value Fund
NUV
$1.91B
$31K ﹤0.01%
3,250
+1,250
+63% +$12.3K
NVO
547
Novo Nordisk
NVO
$209B
$31K ﹤0.01%
1,740
– –
PARA
548
DELISTED
Paramount Global Class B
PARA
$31K ﹤0.01%
493
– –
SXT icon
549
Sensient Technologies
SXT
$5.53B
$31K ﹤0.01%
400
– –
CDK
550
DELISTED
CDK Global, Inc.
CDK
$31K ﹤0.01%
531
-146
-22% -$8.35K
20 21
22
23 24

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.