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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
526
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$29K 0.01%
285
+164
+136% +$16.4K
QRVO icon
527
Qorvo
QRVO
$8.74B
$29K 0.01%
587
+150
+34% +$6.54K
VAW icon
528
Vanguard Materials ETF
VAW
$3.08B
$29K 0.01%
303
+148
+95% +$13.3K
MRO
529
DELISTED
Marathon Oil Corporation
MRO
$29K 0.01%
2,640
+1,450
+122% +$13.6K
CDK
530
DELISTED
CDK Global, Inc.
CDK
$29K 0.01%
644
-333
-34% -$14.8K
DEG
531
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$29K 0.01%
1,126
-626
-36% -$15.8K
ETP
532
DELISTED
Energy Transfer Partners L.p.
ETP
$29K 0.01%
925
-750
-45% -$20.9K
BLE
533
DELISTED
BlackRock Municipal Income Trust II
BLE
$28K 0.01%
1,816
– –
IXC icon
534
iShares Global Energy ETF
IXC
$2.62B
$28K 0.01%
950
+250
+36% +$6.84K
MA icon
535
Mastercard
MA
$493B
$28K 0.01%
299
-93
-24% -$8.22K
VGK icon
536
Vanguard FTSE Europe ETF
VGK
$31.1B
$28K 0.01%
596
– –
WGL
537
DELISTED
Wgl Holdings
WGL
$28K 0.01%
400
– –
FBG
538
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$28K 0.01%
477
– –
COR icon
539
Cencora
COR
$61.2B
$27K 0.01%
316
– –
DGRO icon
540
iShares Core Dividend Growth ETF
DGRO
$43.6B
$27K 0.01%
+1,040
New +$26.1K
ERC
541
Allspring Multi-Sector Income Fund
ERC
$259M
$27K 0.01%
2,235
+550
+33% +$6.23K
HPE icon
542
Hewlett Packard
HPE
$70.5B
$27K 0.01%
+2,701
New +$22.6K
MS icon
543
Morgan Stanley
MS
$340B
$27K 0.01%
1,109
+111
+11% +$2.83K
PID icon
544
Invesco International Dividend Achievers ETF
PID
$919M
$27K 0.01%
2,000
– –
INVX
545
Innovex International
INVX
$1.97B
$27K 0.01%
+450
New +$25.1K
ROIC
546
DELISTED
Retail Opportunity Investments Corp.
ROIC
$27K 0.01%
1,350
– –
DCP
547
DELISTED
DCP Midstream, LP
DCP
$27K 0.01%
1,000
– –
MLPI
548
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$27K 0.01%
1,153
-4,040
-78% -$89.4K
SNDS
549
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$27K 0.01%
1,500
– –
ADI icon
550
Analog Devices
ADI
$190B
$26K ﹤0.01%
454
+70
+18% +$3.74K
20 21
22
23 24

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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.