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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANF icon
526
Abercrombie & Fitch
ANF
$5B
$25K 0.01%
1,204
– –
DIA icon
527
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$25K 0.01%
150
– –
HBAN icon
528
Huntington Bancshares
HBAN
$35.5B
$25K 0.01%
2,377
– –
SXT icon
529
Sensient Technologies
SXT
$5.53B
$25K 0.01%
400
– –
XLB icon
530
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$25K 0.01%
1,166
– –
BXMX
531
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$24K 0.01%
2,000
– –
CINF icon
532
Cincinnati Financial
CINF
$27.1B
$24K 0.01%
+431
New +$23.2K
EGBN icon
533
Eagle Bancorp
EGBN
$845M
$24K 0.01%
530
-195
-27% -$8.57K
FIS icon
534
Fidelity National Information Services
FIS
$22.1B
$24K 0.01%
352
– –
IXJ icon
535
iShares Global Healthcare ETF
IXJ
$4.19B
$24K 0.01%
484
– –
KR icon
536
Kroger
KR
$34.8B
$24K 0.01%
640
+28
+5% +$1.04K
MIN
537
Aberdeen Intermediate Income Fund
MIN
$278M
$24K 0.01%
5,500
– –
CHL
538
DELISTED
China Mobile Limited
CHL
$24K 0.01%
396
+36
+10% +$2.22K
ADI icon
539
Analog Devices
ADI
$190B
$23K 0.01%
384
+27
+8% +$1.57K
BF.B icon
540
Brown-Forman Class B
BF.B
$13.1B
$23K 0.01%
669
+44
+7% +$1.43K
FWONA icon
541
Liberty Media Series A
FWONA
$23.6B
$23K 0.01%
912
-47
-5% -$1.17K
IMCG icon
542
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$23K 0.01%
+912
New +$24.5K
KYN icon
543
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$23K 0.01%
1,000
– –
TRI icon
544
Thomson Reuters
TRI
$44.1B
$23K 0.01%
+494
New +$22.5K
VMO icon
545
Invesco Municipal Opportunity Trust
VMO
$663M
$23K 0.01%
1,829
– –
VXUS icon
546
Vanguard Total International Stock ETF
VXUS
$163B
$23K 0.01%
496
– –
WPP icon
547
WPP
WPP
$5.94B
$23K 0.01%
213
-1,449
-87% -$158K
ROIC
548
DELISTED
Retail Opportunity Investments Corp.
ROIC
$23K 0.01%
1,350
– –
CTAS icon
549
Cintas
CTAS
$81.3B
$22K ﹤0.01%
1,000
– –
IXC icon
550
iShares Global Energy ETF
IXC
$2.62B
$22K ﹤0.01%
700
– –
20 21
22
23 24

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.