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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HALO icon
526
Halozyme
HALO
$12.2B
$23K 0.01%
+1,000
New +$17.6K
MRSH
527
Marsh
MRSH
$91.5B
$23K 0.01%
400
– –
PARA
528
DELISTED
Paramount Global Class B
PARA
$23K 0.01%
422
+136
+48% +$8.22K
PCEF icon
529
Invesco CEF Income Composite ETF
PCEF
$814M
$23K 0.01%
1,000
– –
TTE icon
530
TotalEnergies
TTE
$190B
$23K 0.01%
290,765,378
+173,572,361
+148% +$17.4K
WM icon
531
Waste Management
WM
$91B
$23K 0.01%
499
+199
+66% +$10K
CRC
532
DELISTED
California Resources Corporation
CRC
$23K 0.01%
377
+172
+84% +$13.9K
IRR
533
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$23K 0.01%
3,000
– –
CHL
534
DELISTED
China Mobile Limited
CHL
$23K 0.01%
360
+138
+62% +$9.43K
DFS
535
DELISTED
Discover Financial Services
DFS
$22K ﹤0.01%
384
+293
+322% +$17.2K
FE icon
536
FirstEnergy
FE
$27.5B
$22K ﹤0.01%
663
– –
FIS icon
537
Fidelity National Information Services
FIS
$22.1B
$22K ﹤0.01%
+352
New +$22.5K
KR icon
538
Kroger
KR
$34.8B
$22K ﹤0.01%
+612
New +$22.3K
KRE icon
539
State Street SPDR S&P Regional Banking ETF
KRE
$4.64B
$22K ﹤0.01%
500
-100
-17% -$4.25K
MSI icon
540
Motorola Solutions
MSI
$77.4B
$22K ﹤0.01%
392
+308
+367% +$18.4K
NCZ
541
Virtus Convertible & Income Fund II
NCZ
$301M
$22K ﹤0.01%
750
– –
NVAX icon
542
Novavax
NVAX
$1.31B
$22K ﹤0.01%
100
– –
PUK icon
543
Prudential
PUK
$35.2B
$22K ﹤0.01%
+472
New +$22.9K
VMO icon
544
Invesco Municipal Opportunity Trust
VMO
$663M
$22K ﹤0.01%
1,829
– –
CTAS icon
545
Cintas
CTAS
$81.3B
$21K ﹤0.01%
1,000
-20
-2% -$420
ERC
546
Allspring Multi-Sector Income Fund
ERC
$259M
$21K ﹤0.01%
1,685
+1,665
+8,325% +$22.1K
IWS icon
547
iShares Russell Mid-Cap Value ETF
IWS
$16B
$21K ﹤0.01%
280
– –
MCHP icon
548
Microchip Technology
MCHP
$46B
$21K ﹤0.01%
882
+214
+32% +$5.19K
TIP icon
549
iShares TIPS Bond ETF
TIP
$14.5B
$21K ﹤0.01%
189
+21
+13% +$2.37K
ROIC
550
DELISTED
Retail Opportunity Investments Corp.
ROIC
$21K ﹤0.01%
1,350
– –
20 21
22
23 24

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.