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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$168M
Cap. Flow
-$164M
Cap. Flow %
-104.61%
Top 10 Hldgs %
42.09%
Holding
1,019
New
91
Increased
74
Reduced
321
Closed
254

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$1.6M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$1.41M
3
IOO icon
iShares Global 100 ETF
IOO
+$439K
4
STLA icon
Stellantis
STLA
+$431K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$345K

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.6M
2
XOM icon
ExxonMobil
XOM
+$10.1M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.12M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$6.99M
5
MSFT icon
Microsoft
MSFT
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Financials 8.48%
3 Energy 6.48%
4 Healthcare 6.38%
5 Consumer Staples 5.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITUB icon
526
Itaú Unibanco
ITUB
$87.5B
$7K ﹤0.01%
1,265
– –
LBRDA icon
527
Liberty Broadband Class A
LBRDA
$5.16B
$7K ﹤0.01%
+134
New +$6.62K
MNST icon
528
Monster Beverage
MNST
$88.5B
$7K ﹤0.01%
360
– –
PH icon
529
Parker-Hannifin
PH
$135B
$7K ﹤0.01%
62
-263
-81% -$32.3K
PMM
530
Franklin Managed Municipal Income Trust
PMM
$273M
$7K ﹤0.01%
1,010
– –
RVT icon
531
Royce Value Trust
RVT
$2.3B
$7K ﹤0.01%
474
+25
+6% +$368
SAP icon
532
SAP
SAP
$238B
$7K ﹤0.01%
110
+60
+120% +$4.12K
SPR
533
DELISTED
Spirit AeroSystems
SPR
$7K ﹤0.01%
150
– –
VRTX icon
534
Vertex Pharmaceuticals
VRTX
$126B
$7K ﹤0.01%
60
-58
-49% -$6.53K
YUM icon
535
Yum! Brands
YUM
$41.1B
$7K ﹤0.01%
139
-1,441
-91% -$75K
SYKE
536
DELISTED
SYKES Enterprises Inc
SYKE
$7K ﹤0.01%
300
-300
-50% -$6.71K
WAIR
537
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$7K ﹤0.01%
500
– –
TLM
538
DELISTED
TALISMAN ENERGY INC
TLM
$7K ﹤0.01%
900
-27,260
-97% -$171K
LMLP
539
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
$7K ﹤0.01%
+300
New +$6.55K
SNDS
540
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$7K ﹤0.01%
350
-3,900
-92% -$78K
AFL icon
541
Aflac
AFL
$62.6B
$6K ﹤0.01%
208
– –
BMO icon
542
Bank of Montreal
BMO
$127B
$6K ﹤0.01%
100
– –
CMI icon
543
Cummins
CMI
$88.7B
$6K ﹤0.01%
43
– –
DRI icon
544
Darden Restaurants
DRI
$24.4B
$6K ﹤0.01%
112
– –
EMB icon
545
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$6K ﹤0.01%
+50
New +$5.63K
EXC icon
546
Exelon
EXC
$47B
$6K ﹤0.01%
216
-485
-69% -$12.4K
FBIN icon
547
Fortune Brands Innovations
FBIN
$6.06B
$6K ﹤0.01%
150
– –
FLR icon
548
Fluor
FLR
$7.96B
$6K ﹤0.01%
103
– –
HSBC icon
549
HSBC
HSBC
$356B
$6K ﹤0.01%
151
+47
+45% +$2K
HYG icon
550
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$6K ﹤0.01%
65
– –
20 21
22
23 24

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RFA
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Carroll Financial Associates's Q4 2014 Portfolio in Review

As of Q4 2014, Carroll Financial Associates held 1,019 positions worth $157M, down 52% from $324M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates withdrew a net $164M in Q4 2014, closing 254 positions and reducing 321 holdings. Its most notable exit was Park Sterling Corp., an estimated $5.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 10% a quarter earlier, followed by Financials and Energy.

Against the trend, Carroll Financial Associates opened a new position in Stellantis worth $535K.

  • Carroll Financial Associates's largest Q4 2014 buy was Stellantis: 58,143 shares worth $535K.
  • Carroll Financial Associates added most to Vanguard Short-Term Corporate Bond ETF in Q4 2014, an estimated $1.6M increase.
  • Carroll Financial Associates's biggest Q4 2014 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $17.6M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2014, selling an estimated $5.22M.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $157M portfolio in Q4 2014.
  • Carroll Financial Associates opened 91 new positions and closed 254 in Q4 2014.
  • Carroll Financial Associates's portfolio value fell 52% quarter-over-quarter to $157M.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.