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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KLAC icon
526
KLA
KLAC
$252B
$15K ﹤0.01%
2,000
– –
TRP icon
527
TC Energy
TRP
$66.6B
$15K ﹤0.01%
311
– –
UAL icon
528
United Airlines
UAL
$41.9B
$15K ﹤0.01%
355
– –
UUP icon
529
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
$15K ﹤0.01%
700
– –
VHT icon
530
Vanguard Health Care ETF
VHT
$18.4B
$15K ﹤0.01%
136
– –
AYI icon
531
Acuity Brands
AYI
$10.7B
$14K ﹤0.01%
100
– –
CMG icon
532
Chipotle Mexican Grill
CMG
$42.7B
$14K ﹤0.01%
1,150
+200
+21% +$2.17K
EA
533
DELISTED
Electronic Arts
EA
$14K ﹤0.01%
377
+140
+59% +$4.55K
IYM icon
534
iShares US Basic Materials ETF
IYM
$1.23B
$14K ﹤0.01%
165
– –
IYR icon
535
iShares US Real Estate ETF
IYR
$4.63B
$14K ﹤0.01%
190
– –
LEG icon
536
Leggett & Platt
LEG
$1.31B
$14K ﹤0.01%
+400
New +$13.3K
MA icon
537
Mastercard
MA
$505B
$14K ﹤0.01%
+195
New +$14.5K
MBB icon
538
iShares MBS ETF
MBB
$39B
$14K ﹤0.01%
129
+60
+87% +$6.44K
MCN
539
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$14K ﹤0.01%
+1,600
New +$13.6K
MRC
540
DELISTED
MRC Global
MRC
$14K ﹤0.01%
500
– –
NWS icon
541
News Corp Class B
NWS
$18.3B
$14K ﹤0.01%
775
– –
OHI icon
542
Omega Healthcare
OHI
$14.8B
$14K ﹤0.01%
393
– –
PSMT icon
543
Pricesmart
PSMT
$5.5B
$14K ﹤0.01%
160
– –
SAN icon
544
Banco Santander
SAN
$209B
$14K ﹤0.01%
1,526
+32
+2% +$294
OMCC
545
DELISTED
Old Market Capital Corp
OMCC
$14K ﹤0.01%
992
– –
S
546
DELISTED
Sprint Corporation
S
$14K ﹤0.01%
1,633
– –
SD
547
DELISTED
SANDRIDGE ENERGY, INC.
SD
$14K ﹤0.01%
2,000
– –
ADEP
548
DELISTED
Adept Technology Inc
ADEP
$14K ﹤0.01%
+1,300
New +$16.7K
UN
549
DELISTED
Unilever NV New York Registry Shares
UN
$14K ﹤0.01%
329
– –
HR
550
DELISTED
Healthcare Realty Trust Incorporated
HR
$14K ﹤0.01%
550
– –
20 21
22
23 24

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.