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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.3%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$281M
AUM Growth
+$16.1M
Cap. Flow
-$4.46M
Cap. Flow %
-1.58%
Top 10 Hldgs %
40.21%
Holding
1,045
New
111
Increased
151
Reduced
177
Closed
110

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$4.02M
3
IOO icon
iShares Global 100 ETF
IOO
+$2.4M
4
PSTB
Park Sterling Corp.
PSTB
+$1.86M
5
HRL icon
Hormel Foods
HRL
+$1.41M

Top Sells

Rank Stock Value
1
HTS
HATTERAS FINANCIAL CORP
HTS
+$3.61M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.09M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.19M
4
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$1.26M
5
WU icon
Western Union
WU
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 13.16%
2 Energy 10.34%
3 Technology 9.46%
4 Healthcare 6.55%
5 Industrials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
526
Compass Minerals
CMP
$1.15B
$8K ﹤0.01%
100
– –
CNQ icon
527
Canadian Natural Resources
CNQ
$93.8B
$8K ﹤0.01%
521
– –
DHR icon
528
Danaher
DHR
$144B
$8K ﹤0.01%
+164
New +$8.06K
DOL icon
529
WisdomTree True Developed International Fund
DOL
$845M
$8K ﹤0.01%
170
– –
EQIX icon
530
Equinix
EQIX
$103B
$8K ﹤0.01%
50
– –
ITB icon
531
iShares US Home Construction ETF
ITB
$2.35B
$8K ﹤0.01%
+350
New +$7.92K
IWR icon
532
iShares Russell Mid-Cap ETF
IWR
$57.4B
$8K ﹤0.01%
240
– –
MPC icon
533
Marathon Petroleum
MPC
$83.7B
$8K ﹤0.01%
196
-200
-51% -$7.69K
NRK icon
534
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$8K ﹤0.01%
703
– –
PHM icon
535
Pultegroup
PHM
$25.3B
$8K ﹤0.01%
400
– –
PKX icon
536
POSCO
PKX
$17.5B
$8K ﹤0.01%
114
– –
TEL icon
537
TE Connectivity
TEL
$62.6B
$8K ﹤0.01%
150
– –
TGNA
538
DELISTED
TEGNA Inc
TGNA
$8K ﹤0.01%
573
-383
-40% -$5.4K
UAA icon
539
Under Armour
UAA
$2.6B
$8K ﹤0.01%
400
– –
TGP
540
DELISTED
Teekay LNG Partners L.P.
TGP
$8K ﹤0.01%
+200
New +$8.21K
ARG
541
DELISTED
Airgas Inc
ARG
$8K ﹤0.01%
76
– –
HMIN
542
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
$8K ﹤0.01%
+200
New +$7.72K
FO
543
DELISTED
FORTUNE BRANDS INC
FO
$8K ﹤0.01%
+128
New +$8K
BBL
544
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$8K ﹤0.01%
131
– –
QIHU
545
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$8K ﹤0.01%
+100
New +$8.36K
ACN icon
546
Accenture
ACN
$108B
$7K ﹤0.01%
90
+45
+100% +$3.4K
AMZN icon
547
Amazon
AMZN
$2.96T
$7K ﹤0.01%
+380
New +$6.83K
ATO icon
548
Atmos Energy
ATO
$28.8B
$7K ﹤0.01%
174
– –
CME icon
549
CME Group
CME
$94.8B
$7K ﹤0.01%
97
– –
IP icon
550
International Paper
IP
$22B
$7K ﹤0.01%
161
– –
20 21
22
23 24

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Carroll Financial Associates's Q4 2013 Portfolio in Review

As of Q4 2013, Carroll Financial Associates held 1,045 positions worth $281M, up 6.1% from $265M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates's Q4 2013 filing shows 111 new, 151 increased, 177 reduced and 110 closed positions. Its largest new stake was Hormel Foods: 64,506 shares worth $1.46M. The largest sale was HATTERAS FINANCIAL CORP, an estimated $3.61M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, down from 14% a quarter earlier, followed by Energy and Technology.

  • Carroll Financial Associates's largest Q4 2013 buy was Hormel Foods: 64,506 shares worth $1.46M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q4 2013, an estimated $4.38M increase.
  • Carroll Financial Associates's biggest Q4 2013 reduction was HATTERAS FINANCIAL CORP, cutting an estimated $3.61M.
  • Carroll Financial Associates fully exited Selective Insurance in Q4 2013, selling an estimated $226K.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $281M portfolio in Q4 2013.
  • Carroll Financial Associates opened 111 new positions and closed 110 in Q4 2013.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $281M.

Based on Carroll Financial Associates's 13F filing for Q4 2013, filed 6 Feb 2014.