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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
501
Omega Healthcare
OHI
$13.9B
$131K 0.01%
3,584
+841
+31% +$31K
MMIN icon
502
IQ MacKay Municipal Insured ETF
MMIN
$477M
$130K 0.01%
4,787
– –
MTH icon
503
Meritage Homes
MTH
$4.75B
$128K 0.01%
+2,804
New +$121K
DINO icon
504
HF Sinclair
DINO
$15.3B
$127K 0.01%
3,565
-41
-1% -$1.37K
FDUS icon
505
Fidus Investment
FDUS
$755M
$127K 0.01%
8,190
– –
ITM icon
506
VanEck Intermediate Muni ETF
ITM
$2.13B
$127K 0.01%
2,485
– –
CINF icon
507
Cincinnati Financial
CINF
$26.5B
$126K 0.01%
1,230
+99
+9% +$9.49K
EES icon
508
WisdomTree US SmallCap Earnings Fund
EES
$731M
$126K 0.01%
+2,678
New +$119K
FYT icon
509
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$126K 0.01%
+2,520
New +$119K
TSN icon
510
Tyson Foods
TSN
$19.8B
$126K 0.01%
1,701
+1,632
+2,365% +$113K
XHB icon
511
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$126K 0.01%
1,793
-1,235
-41% -$78.6K
STZ icon
512
Constellation Brands
STZ
$22.5B
$125K 0.01%
549
-17
-3% -$3.83K
NKSH icon
513
National Bankshares
NKSH
$262M
$124K 0.01%
3,500
– –
RRC icon
514
Range Resources
RRC
$9.38B
$124K 0.01%
12,094
– –
FIVE icon
515
Five Below
FIVE
$13B
$122K 0.01%
640
– –
POST icon
516
Post Holdings
POST
$3.49B
$120K 0.01%
+1,742
New +$114K
VFH icon
517
Vanguard Financials ETF
VFH
$13.8B
$120K 0.01%
1,428
+1,076
+306% +$85.8K
MBB icon
518
iShares MBS ETF
MBB
$39B
$119K 0.01%
1,099
+416
+61% +$45.6K
NTR icon
519
Nutrien
NTR
$31.8B
$119K 0.01%
2,213
+1
+0% +$54
ULTA icon
520
Ulta Beauty
ULTA
$23.6B
$119K 0.01%
387
+4
+1% +$1.24K
XYZ
521
Block Inc
XYZ
$47.7B
$117K 0.01%
519
-1,147
-69% -$268K
IMCB icon
522
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$116K 0.01%
1,860
– –
LIN icon
523
Linde
LIN
$227B
$115K 0.01%
413
-46
-10% -$11.9K
MPC icon
524
Marathon Petroleum
MPC
$92.6B
$115K 0.01%
2,158
+26
+1% +$1.31K
PFFD icon
525
Global X US Preferred ETF
PFFD
$2.16B
$115K 0.01%
4,531
+26
+0.6% +$659
19 20
21
22 23

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.