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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
501
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
$70K 0.01%
4,776
– –
ULTA icon
502
Ulta Beauty
ULTA
$23.3B
$70K 0.01%
400
+25
+7% +$6.23K
VT icon
503
Vanguard Total World Stock ETF
VT
$81.1B
$70K 0.01%
1,125
+25
+2% +$1.88K
L icon
504
Loews
L
$23.1B
$69K 0.01%
2,000
– –
PFFD icon
505
Global X US Preferred ETF
PFFD
$2.16B
$69K 0.01%
3,197
+576
+22% +$13.9K
RACE icon
506
Ferrari
RACE
$72.1B
$69K 0.01%
450
-238
-35% -$38.4K
TT icon
507
Trane Technologies
TT
$106B
$69K 0.01%
841
+86
+11% +$10.4K
VMC icon
508
Vulcan Materials
VMC
$37.3B
$69K 0.01%
647
-59
-8% -$7.54K
CPTAG
509
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$69K 0.01%
+4,000
New +$90.3K
CHTR icon
510
Charter Communications
CHTR
$18.8B
$68K 0.01%
157
-367
-70% -$179K
RIO icon
511
Rio Tinto
RIO
$164B
$68K 0.01%
1,511
-200
-12% -$10.3K
STZ icon
512
Constellation Brands
STZ
$22.9B
$68K 0.01%
479
-213
-31% -$37.6K
YORW icon
513
York Water
YORW
$527M
$68K 0.01%
1,575
– –
SABR icon
514
Sabre
SABR
$803M
$67K 0.01%
11,328
+9,502
+520% +$159K
VRTX icon
515
Vertex Pharmaceuticals
VRTX
$134B
$67K 0.01%
283
+20
+8% +$4.59K
ADX icon
516
Adams Diversified Equity Fund
ADX
$3.28B
$66K 0.01%
5,269
– –
ARCC icon
517
Ares Capital
ARCC
$14.3B
$66K 0.01%
6,154
+500
+9% +$8.43K
K
518
DELISTED
Kellanova
K
$66K 0.01%
1,176
+817
+228% +$50.1K
SMOG icon
519
VanEck Low Carbon Energy ETF
SMOG
$133M
$66K 0.01%
+1,101
New +$82.1K
CSB icon
520
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$64K 0.01%
2,064
-258,321
-99% -$10.6M
DGICA icon
521
Donegal Group Class A
DGICA
$693M
$64K 0.01%
4,238
– –
KWEB icon
522
KraneShares CSI China Internet ETF
KWEB
$5.56B
$64K 0.01%
1,429
– –
NI icon
523
NiSource
NI
$20.1B
$64K 0.01%
2,579
+53
+2% +$1.47K
COWZ icon
524
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$63K 0.01%
2,865
– –
NEM icon
525
Newmont
NEM
$124B
$63K 0.01%
1,395
+1,091
+359% +$49.2K
19 20
21
22 23

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.