CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
-19.46%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$35.5M
Cap. Flow %
3.48%
Top 10 Hldgs %
46.48%
Holding
1,818
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$14.6M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$9.5M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$8.26M
4
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.8M

Top Sells

1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$26.3M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$8.01M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.1M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.48M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$4.47M

Sector Composition

1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVG icon
501
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.64B
$70K 0.01%
4,776
– –
ULTA icon
502
Ulta Beauty
ULTA
$23.1B
$70K 0.01%
400
+25
+7% +$4.38K
VT icon
503
Vanguard Total World Stock ETF
VT
$52.3B
$70K 0.01%
1,125
+25
+2% +$1.56K
L icon
504
Loews
L
$19.9B
$69K 0.01%
2,000
– –
PFFD icon
505
Global X US Preferred ETF
PFFD
$2.36B
$69K 0.01%
3,197
+576
+22% +$12.4K
RACE icon
506
Ferrari
RACE
$84.4B
$69K 0.01%
450
-238
-35% -$36.5K
TT icon
507
Trane Technologies
TT
$92.9B
$69K 0.01%
841
+86
+11% +$7.06K
VMC icon
508
Vulcan Materials
VMC
$38.9B
$69K 0.01%
647
-59
-8% -$6.29K
CPTAG
509
DELISTED
Capitala Finance Corp. 5.75% Convertible Notes Due 2022
CPTAG
$69K 0.01%
+4,000
New +$69K
CHTR icon
510
Charter Communications
CHTR
$35.9B
$68K 0.01%
157
-367
-70% -$159K
RIO icon
511
Rio Tinto
RIO
$101B
$68K 0.01%
1,511
-200
-12% -$9K
STZ icon
512
Constellation Brands
STZ
$25.2B
$68K 0.01%
479
-213
-31% -$30.2K
YORW icon
513
York Water
YORW
$440M
$68K 0.01%
1,575
– –
SABR icon
514
Sabre
SABR
$679M
$67K 0.01%
11,328
+9,502
+520% +$56.2K
VRTX icon
515
Vertex Pharmaceuticals
VRTX
$99.6B
$67K 0.01%
283
+20
+8% +$4.74K
ADX icon
516
Adams Diversified Equity Fund
ADX
$2.64B
$66K 0.01%
5,269
– –
ARCC icon
517
Ares Capital
ARCC
$15.8B
$66K 0.01%
6,154
+500
+9% +$5.36K
K icon
518
Kellanova
K
$27.5B
$66K 0.01%
1,176
+817
+228% +$45.9K
SMOG icon
519
VanEck Low Carbon Energy ETF
SMOG
$123M
$66K 0.01%
+1,101
New +$66K
CSB icon
520
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$273M
$64K 0.01%
2,064
-258,321
-99% -$8.01M
DGICA icon
521
Donegal Group Class A
DGICA
$697M
$64K 0.01%
4,238
– –
KWEB icon
522
KraneShares CSI China Internet ETF
KWEB
$8.87B
$64K 0.01%
1,429
– –
NI icon
523
NiSource
NI
$19.2B
$64K 0.01%
2,579
+53
+2% +$1.32K
COWZ icon
524
Pacer US Cash Cows 100 ETF
COWZ
$19.7B
$63K 0.01%
2,865
– –
NEM icon
525
Newmont
NEM
$86.2B
$63K 0.01%
1,395
+1,091
+359% +$49.3K
19 20
21
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