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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
(+9.9%)
Cap. Flow
+$39.5M
Cap. Flow
% of AUM
3.14%
Top 10 Holdings %
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Global X Adaptive US Factor ETF
AUSF
|
+$21.1M |
| 2 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$17.9M |
| 3 |
WisdomTree US MidCap Fund
EZM
|
+$5.8M |
| 4 |
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
|
+$5.05M |
| 5 |
PGIM Ultra Short Bond ETF
PULS
|
+$3.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$11.3M |
| 2 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$6.74M |
| 3 |
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
|
+$3.09M |
| 4 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$2.9M |
| 5 |
Invesco S&P SmallCap 600 Revenue ETF
RWJ
|
+$2.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.77% |
| 2 | Technology | 6.26% |
| 3 | Healthcare | 2.89% |
| 4 | Consumer Staples | 2.13% |
| 5 | Energy | 2.03% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $97K | 0.01% |
1,115
-66
| -6% | -$5.78K |
|
502
FedEx
FDX
$75.4B
| $97K | 0.01% |
644
+168
| +35% | +$25.9K |
|
503
L3Harris
LHX
$53.4B
| $97K | 0.01% |
494
| – | – |
|
504
Casey's General Stores
CASY
$30.9B
| $96K | 0.01% |
605
| – | – |
|
505
CarMax
KMX
$8.26B
| $96K | 0.01% |
1,102
+343
| +45% | +$32.3K |
|
506
Brookfield
BN
$108B
| $95K | 0.01% |
4,608
+2,200
| +91% | +$43.9K |
|
507
Cencora
COR
$61.2B
| $95K | 0.01% |
1,123
+250
| +29% | +$21.4K |
|
508
FMC
FMC
$1.33B
| $95K | 0.01% |
957
| – | – |
|
509
Amplify Alternative Harvest ETF
MJ
$105M
| $95K | 0.01% |
463
+49
| +12% | +$10.8K |
|
|
MMP
510
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $95K | 0.01% |
1,514
| – | – |
|
511
General Motors
GM
$76.8B
| $94K | 0.01% |
2,595
-823
| -24% | -$29.9K |
|
512
Johnson Controls International
JCI
$92.2B
| $94K | 0.01% |
2,329
+3
| +0.1% | +$127 |
|
513
Ulta Beauty
ULTA
$24.3B
| $94K | 0.01% |
375
+6
| +2% | +$1.47K |
|
514
Prudential Financial
PRU
$41.8B
| $93K | 0.01% |
997
-24
| -2% | -$2.2K |
|
515
Booz Allen Hamilton
BAH
$9.15B
| $92K | 0.01% |
1,305
-866
| -40% | -$61.7K |
|
516
Ecolab
ECL
$79.9B
| $92K | 0.01% |
481
+84
| +21% | +$15.9K |
|
517
First Horizon
FHN
$12.1B
| $92K | 0.01% |
5,590
-161
| -3% | -$2.61K |
|
518
Repligen
RGEN
$9.25B
| $92K | 0.01% |
1,000
| – | – |
|
519
iShares CMBS ETF
CMBS
$472M
| $91K | 0.01% |
1,741
-247
| -12% | -$13.1K |
|
520
Fidelity National Information Services
FIS
$22.1B
| $91K | 0.01% |
656
-100
| -13% | -$13.4K |
|
521
HEICO Corp
HEI
$51.4B
| $91K | 0.01% |
801
+608
| +315% | +$74.8K |
|
522
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
| $91K | 0.01% |
4,015
| – | – |
|
523
Booking.com
BKNG
$161B
| $90K | 0.01% |
1,100
+250
| +29% | +$19.6K |
|
524
Markel Group
MKL
$23.2B
| $90K | 0.01% |
79
+31
| +65% | +$35.3K |
|
525
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
| $89K | 0.01% |
+2,865
| New | +$86.3K |
|
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Carroll Financial Associates's Q4 2019 Portfolio in Review
As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.
- Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
- Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
- Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
- Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
- Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
- Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.
Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.