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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGZ
501
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$70K 0.01%
6,032
– –
STZ icon
502
Constellation Brands
STZ
$23.2B
$70K 0.01%
402
+119
+42% +$20K
EEM icon
503
iShares MSCI Emerging Markets ETF
EEM
$30B
$69K 0.01%
1,611
+1,222
+314% +$51.4K
ELV icon
504
Elevance Health
ELV
$85.5B
$69K 0.01%
241
-15
-6% -$4.34K
FDX icon
505
FedEx
FDX
$75.4B
$68K 0.01%
376
-17
-4% -$3K
FIS icon
506
Fidelity National Information Services
FIS
$22.1B
$68K 0.01%
610
– –
WPC icon
507
W.P. Carey
WPC
$16.4B
$68K 0.01%
894
– –
HYS icon
508
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$67K 0.01%
677
– –
FISV
509
Fiserv Inc
FISV
$27.9B
$66K 0.01%
757
+1
+0.1% +$83
IP icon
510
International Paper
IP
$22B
$66K 0.01%
1,508
+54
+4% +$2.34K
WMB icon
511
Williams Companies
WMB
$86.1B
$66K 0.01%
2,308
+66
+3% +$1.77K
COR icon
512
Cencora
COR
$61.2B
$65K 0.01%
821
+1
+0.1% +$80
FTV icon
513
Fortive
FTV
$18.6B
$65K 0.01%
1,234
+15
+1% +$731
FXG icon
514
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$65K 0.01%
1,439
-790
-35% -$35.2K
IYK icon
515
iShares US Consumer Staples ETF
IYK
$1.43B
$65K 0.01%
1,638
– –
MIC
516
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$65K 0.01%
1,600
-3,000
-65% -$123K
FNV icon
517
Franco-Nevada
FNV
$46B
$64K 0.01%
+853
New +$63.3K
SNY icon
518
Sanofi
SNY
$104B
$64K 0.01%
1,447
+1,247
+624% +$53.4K
BBRC
519
DELISTED
Columbia Beyond BRICs ETF
BBRC
$64K 0.01%
3,850
-890
-19% -$14.8K
BMI icon
520
Badger Meter
BMI
$4.03B
$63K 0.01%
1,150
– –
LUV icon
521
Southwest Airlines
LUV
$23B
$63K 0.01%
1,215
+605
+99% +$31.9K
PPL
522
PPL Corp
PPL
$26.7B
$63K 0.01%
1,988
+4
+0.2% +$124
IYM icon
523
iShares US Basic Materials ETF
IYM
$1.02B
$62K 0.01%
685
-278
-29% -$25K
MKC icon
524
McCormick & Company Non-Voting
MKC
$14.2B
$62K 0.01%
830
-180
-18% -$12.1K
SU icon
525
Suncor Energy
SU
$70.3B
$62K 0.01%
1,919
-324
-14% -$10.6K
19 20
21
22 23

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.