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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
501
Fiserv Inc
FISV
$27.6B
$47K 0.01%
662
+66
+11% +$4.64K
ICLR icon
502
Icon
ICLR
$12.7B
$47K 0.01%
401
-29
-7% -$3.33K
PID icon
503
Invesco International Dividend Achievers ETF
PID
$916M
$47K 0.01%
3,000
– –
BNS icon
504
Scotiabank
BNS
$109B
$46K 0.01%
750
– –
DBJP icon
505
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$709M
$46K 0.01%
1,100
– –
FTC icon
506
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$46K 0.01%
730
– –
SHPG
507
DELISTED
Shire pic
SHPG
$46K 0.01%
312
-59
-16% -$8.12K
ING icon
508
ING
ING
$101B
$45K ﹤0.01%
2,692
– –
LCTX icon
509
Lineage Cell Therapeutics
LCTX
$288M
$45K ﹤0.01%
+19,431
New +$45.6K
PLPC icon
510
Preformed Line Products
PLPC
$2.27B
$45K ﹤0.01%
700
– –
AGN
511
DELISTED
Allergan plc
AGN
$45K ﹤0.01%
271
– –
ECL icon
512
Ecolab
ECL
$79.6B
$44K ﹤0.01%
327
– –
FTV icon
513
Fortive
FTV
$18.6B
$44K ﹤0.01%
918
– –
FXL icon
514
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$44K ﹤0.01%
815
-185
-19% -$10.3K
BSJI
515
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$44K ﹤0.01%
1,775
– –
LHX icon
516
L3Harris
LHX
$54.5B
$43K ﹤0.01%
269
-29
-10% -$4.43K
ADI icon
517
Analog Devices
ADI
$189B
$42K ﹤0.01%
463
+30
+7% +$2.73K
CCL icon
518
Carnival Corporation Ltd
CCL
$38.7B
$42K ﹤0.01%
652
-152
-19% -$10.3K
IJS icon
519
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$42K ﹤0.01%
558
– –
KKR icon
520
KKR & Co
KKR
$92.4B
$42K ﹤0.01%
2,076
-6,000
-74% -$133K
PPL
521
PPL Corp
PPL
$26.4B
$42K ﹤0.01%
1,495
+28
+2% +$834
TRP icon
522
TC Energy
TRP
$65.5B
$42K ﹤0.01%
1,020
– –
AAP icon
523
Advance Auto Parts
AAP
$3.38B
$41K ﹤0.01%
+348
New +$39.8K
CHKP icon
524
Check Point Software Technologies
CHKP
$13.3B
$41K ﹤0.01%
421
-22
-5% -$2.27K
DVN icon
525
Devon Energy
DVN
$49.3B
$41K ﹤0.01%
1,308
+187
+17% +$6.86K
19 20
21
22 23

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RFA
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.