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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DVN icon
501
Devon Energy
DVN
$47.4B
$46K 0.01%
1,121
-50
-4% -$1.89K
NEM icon
502
Newmont
NEM
$111B
$46K 0.01%
1,248
– –
PEBK icon
503
Peoples Bancorp of North Carolina
PEBK
$229M
$46K 0.01%
1,514
-1
-0.1% -$31
XLP icon
504
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$46K 0.01%
809
– –
CHKP icon
505
Check Point Software Technologies
CHKP
$12.8B
$45K ﹤0.01%
443
+68
+18% +$7.38K
CME icon
506
CME Group
CME
$95B
$45K ﹤0.01%
314
– –
HYLS icon
507
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$45K ﹤0.01%
942
– –
PPL
508
PPL Corp
PPL
$26B
$45K ﹤0.01%
1,467
– –
RWR icon
509
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$45K ﹤0.01%
482
– –
CPB icon
510
Campbell Soup
CPB
$6.73B
$44K ﹤0.01%
930
– –
EOG icon
511
EOG Resources
EOG
$71.4B
$44K ﹤0.01%
416
-2,036
-83% -$205K
FE icon
512
FirstEnergy
FE
$27.4B
$44K ﹤0.01%
1,437
+57
+4% +$1.85K
FTC icon
513
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$44K ﹤0.01%
730
-165
-18% -$9.89K
AGN
514
DELISTED
Allergan plc
AGN
$44K ﹤0.01%
271
-60
-18% -$10.8K
BSJI
515
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$44K ﹤0.01%
1,775
-407
-19% -$10.3K
ECL icon
516
Ecolab
ECL
$79.5B
$43K ﹤0.01%
327
– –
WEC icon
517
WEC Energy
WEC
$35.2B
$43K ﹤0.01%
659
-74
-10% -$4.96K
WTRG icon
518
Essential Utilities
WTRG
$11.3B
$43K ﹤0.01%
1,105
+2
+0.2% +$73
BTI icon
519
British American Tobacco
BTI
$127B
$42K ﹤0.01%
637
-841
-57% -$54.8K
IJS icon
520
iShares S&P Small-Cap 600 Value ETF
IJS
$8.26B
$42K ﹤0.01%
+558
New +$42K
LHX icon
521
L3Harris
LHX
$53.9B
$42K ﹤0.01%
298
+269
+928% +$37.6K
FTV icon
522
Fortive
FTV
$18.4B
$41K ﹤0.01%
918
-49
-5% -$2.24K
HR icon
523
Healthcare Realty
HR
$6.92B
$41K ﹤0.01%
1,395
– –
VAW icon
524
Vanguard Materials ETF
VAW
$3.08B
$41K ﹤0.01%
303
– –
APH icon
525
Amphenol
APH
$210B
$40K ﹤0.01%
1,840
– –
19 20
21
22 23

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.