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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
501
Conagra Brands
CAG
$7.15B
$47K 0.01%
1,403
-400
-22% -$13.6K
LCTX icon
502
Lineage Cell Therapeutics
LCTX
$277M
$47K 0.01%
19,431
– –
NEM icon
503
Newmont
NEM
$118B
$47K 0.01%
1,248
-300
-19% -$10.9K
OAK
504
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$47K 0.01%
1,000
-500
-33% -$23.3K
CCL icon
505
Carnival Corporation Ltd
CCL
$39.3B
$46K 0.01%
703
+153
+28% +$10.2K
HYLS icon
506
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$46K 0.01%
942
– –
WEC icon
507
WEC Energy
WEC
$35.3B
$46K 0.01%
733
+24
+3% +$1.53K
HAL icon
508
Halliburton
HAL
$26.9B
$45K 0.01%
1,006
-290
-22% -$12.1K
WTRE icon
509
WisdomTree New Economy Real Estate Fund
WTRE
$15.7M
$45K 0.01%
1,414
– –
DBJP icon
510
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$702M
$44K 0.01%
1,100
-1,300
-54% -$50.8K
RWR icon
511
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$44K 0.01%
482
– –
CHKP icon
512
Check Point Software Technologies
CHKP
$12.9B
$43K ﹤0.01%
375
– –
CME icon
513
CME Group
CME
$95.5B
$43K ﹤0.01%
314
– –
CPB icon
514
Campbell Soup
CPB
$6.89B
$43K ﹤0.01%
930
– –
ECL icon
515
Ecolab
ECL
$79.9B
$43K ﹤0.01%
327
+4
+1% +$526
FE icon
516
FirstEnergy
FE
$27.5B
$43K ﹤0.01%
1,380
+217
+19% +$6.83K
FTV icon
517
Fortive
FTV
$18.8B
$43K ﹤0.01%
967
– –
IJJ icon
518
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.99B
$43K ﹤0.01%
+562
New +$41.7K
XLP icon
519
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$43K ﹤0.01%
809
-50
-6% -$2.75K
XIV
520
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$43K ﹤0.01%
422
+50
+13% +$4.37K
ALK icon
521
Alaska Air
ALK
$5.64B
$42K ﹤0.01%
528
– –
DVN icon
522
Devon Energy
DVN
$47.7B
$42K ﹤0.01%
1,171
– –
ICLR icon
523
Icon
ICLR
$12.5B
$42K ﹤0.01%
+370
New +$39.3K
JWN
524
DELISTED
Nordstrom
JWN
$42K ﹤0.01%
957
-74
-7% -$3.44K
MGEE icon
525
MGE Energy Inc
MGEE
$3.07B
$42K ﹤0.01%
648
-1,352
-68% -$87.5K
19 20
21
22 23

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.