CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MAR icon
501
Marriott International Class A Common Stock
MAR
$71.1B
$48K 0.01%
480
– –
XHR
502
Xenia Hotels & Resorts
XHR
$1.38B
$48K 0.01%
2,527
– –
ZIV
503
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$48K 0.01%
+686
New +$48K
AEG icon
504
Aegon
AEG
$12B
$47K 0.01%
11,807
-337
-3% -$1.34K
ALK icon
505
Alaska Air
ALK
$7.21B
$47K 0.01%
528
– –
AOR icon
506
iShares Core 60/40 Balanced Allocation ETF
AOR
$2.72B
$47K 0.01%
1,100
– –
BEN icon
507
Franklin Resources
BEN
$12.6B
$47K 0.01%
1,056
– –
BMI icon
508
Badger Meter
BMI
$5.22B
$47K 0.01%
1,200
– –
CC icon
509
Chemours
CC
$2.44B
$47K 0.01%
1,255
– –
MS icon
510
Morgan Stanley
MS
$246B
$47K 0.01%
1,075
-27
-2% -$1.18K
NWN icon
511
Northwest Natural Holdings
NWN
$1.69B
$47K 0.01%
800
– –
PKB icon
512
Invesco Building & Construction ETF
PKB
$327M
$47K 0.01%
1,600
– –
XLP icon
513
Consumers Staples Select Sector SPDR Fund
XLP
$15.9B
$47K 0.01%
859
+568
+195% +$31.1K
HYLS icon
514
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.68B
$46K 0.01%
942
– –
PRAH
515
DELISTED
PRA Health Sciences, Inc.
PRAH
$46K 0.01%
620
– –
DFE icon
516
WisdomTree Europe SmallCap Dividend Fund
DFE
$181M
$45K 0.01%
700
– –
PPL icon
517
PPL Corp
PPL
$26.4B
$45K 0.01%
1,185
+323
+37% +$12.3K
BNS icon
518
Scotiabank
BNS
$79.2B
$45K 0.01%
750
– –
RWR icon
519
SPDR Dow Jones REIT ETF
RWR
$1.85B
$44K 0.01%
482
– –
AYI icon
520
Acuity Brands
AYI
$10.1B
$44K 0.01%
221
-5
-2% -$995
WU icon
521
Western Union
WU
$2.74B
$44K 0.01%
2,312
– –
JPS
522
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$44K 0.01%
4,369
+38
+0.9% +$383
FCX icon
523
Freeport-McMoran
FCX
$64.5B
$43K 0.01%
3,613
-3,630
-50% -$43.2K
FXL icon
524
First Trust Technology AlphaDEX Fund
FXL
$1.4B
$43K 0.01%
1,000
– –
HR icon
525
Healthcare Realty
HR
$6.47B
$43K 0.01%
1,395
+295
+27% +$9.09K
19 20
21
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