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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAR icon
501
Marriott International
MAR
$90.4B
$48K 0.01%
480
– –
XHR
502
Xenia Hotels & Resorts
XHR
$1.89B
$48K 0.01%
2,527
– –
ZIV
503
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$48K 0.01%
+686
New +$44.5K
AEG icon
504
Aegon
AEG
$13.9B
$47K 0.01%
11,807
-337
-3% -$1.32K
ALK icon
505
Alaska Air
ALK
$5.86B
$47K 0.01%
528
– –
AOR icon
506
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$47K 0.01%
1,100
– –
BEN icon
507
Franklin Resources
BEN
$18.2B
$47K 0.01%
1,056
– –
BMI icon
508
Badger Meter
BMI
$4.07B
$47K 0.01%
1,200
– –
CC icon
509
Chemours
CC
$2.7B
$47K 0.01%
1,255
– –
MS icon
510
Morgan Stanley
MS
$332B
$47K 0.01%
1,075
-27
-2% -$1.16K
NWN icon
511
Northwest Natural Holdings
NWN
$2.06B
$47K 0.01%
800
– –
PKB icon
512
Invesco Building & Construction ETF
PKB
$448M
$47K 0.01%
1,600
– –
XLP icon
513
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$47K 0.01%
859
+568
+195% +$31.6K
HYLS icon
514
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$46K 0.01%
942
– –
PRAH
515
DELISTED
PRA Health Sciences, Inc.
PRAH
$46K 0.01%
620
– –
BNS icon
516
Scotiabank
BNS
$106B
$45K 0.01%
750
– –
DFE icon
517
WisdomTree Europe SmallCap Dividend Fund
DFE
$168M
$45K 0.01%
700
– –
PPL
518
PPL Corp
PPL
$26.5B
$45K 0.01%
1,185
+323
+37% +$12.5K
AYI icon
519
Acuity Brands
AYI
$10.4B
$44K 0.01%
221
-5
-2% -$883
RWR icon
520
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$44K 0.01%
482
– –
WU icon
521
Western Union
WU
$2.28B
$44K 0.01%
2,312
– –
JPS
522
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$44K 0.01%
4,369
+38
+0.9% +$378
FCX icon
523
Freeport-McMoran
FCX
$96.7B
$43K 0.01%
3,613
-3,630
-50% -$44.1K
FXL icon
524
First Trust Technology AlphaDEX Fund
FXL
$2.77B
$43K 0.01%
1,000
– –
HR icon
525
Healthcare Realty
HR
$7.02B
$43K 0.01%
1,395
+295
+27% +$9.3K
19 20
21
22 23

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.