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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMI icon
501
Badger Meter
BMI
$4.03B
$44K 0.01%
+1,200
New +$44.1K
PAA icon
502
Plains All American Pipeline
PAA
$16.1B
$44K 0.01%
1,419
+800
+129% +$25.3K
RWR icon
503
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$44K 0.01%
482
– –
CERN
504
DELISTED
Cerner Corp
CERN
$44K 0.01%
760
-790
-51% -$42.7K
BNS icon
505
Scotiabank
BNS
$108B
$43K 0.01%
750
– –
WEC icon
506
WEC Energy
WEC
$35.1B
$43K 0.01%
709
– –
XHR
507
Xenia Hotels & Resorts
XHR
$1.79B
$43K 0.01%
2,527
– –
ADNT icon
508
Adient
ADNT
$1.5B
$42K 0.01%
+591
New +$38.8K
FXL icon
509
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$42K 0.01%
1,000
– –
ISRG icon
510
Intuitive Surgical
ISRG
$134B
$42K 0.01%
504
– –
CME icon
511
CME Group
CME
$94.8B
$41K 0.01%
351
– –
DFE icon
512
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$41K 0.01%
700
– –
ECL icon
513
Ecolab
ECL
$79.9B
$41K 0.01%
328
– –
HUM icon
514
Humana
HUM
$46.2B
$41K 0.01%
200
– –
MCHP icon
515
Microchip Technology
MCHP
$46B
$41K 0.01%
1,124
+580
+107% +$20.4K
SPG icon
516
Simon Property Group
SPG
$72.3B
$41K 0.01%
243
+33
+16% +$5.9K
JPS
517
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$41K 0.01%
4,331
-107
-2% -$1.02K
EBAY icon
518
eBay
EBAY
$49.7B
$40K 0.01%
1,198
– –
EPI icon
519
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$40K 0.01%
1,670
– –
PEBK icon
520
Peoples Bancorp of North Carolina
PEBK
$229M
$40K 0.01%
1,515
– –
PRAH
521
DELISTED
PRA Health Sciences, Inc.
PRAH
$40K 0.01%
+620
New +$36.5K
AVA icon
522
Avista
AVA
$3.24B
$39K 0.01%
1,000
– –
CHKP icon
523
Check Point Software Technologies
CHKP
$13.1B
$39K 0.01%
386
+245
+174% +$24K
HYG icon
524
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$39K 0.01%
451
-36
-7% -$3.14K
WTRE icon
525
WisdomTree New Economy Real Estate Fund
WTRE
$15.8M
$39K 0.01%
1,414
-153
-10% -$4.13K
19 20
21
22 23

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.