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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFE icon
501
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$38K 0.01%
700
– –
DG icon
502
Dollar General
DG
$27.9B
$38K 0.01%
516
– –
ECL icon
503
Ecolab
ECL
$79.9B
$38K 0.01%
328
– –
TSM icon
504
TSMC
TSM
$2.18T
$38K 0.01%
1,355
-417
-24% -$12.6K
DCP
505
DELISTED
DCP Midstream, LP
DCP
$38K 0.01%
1,000
– –
ETP
506
DELISTED
Energy Transfer Partners L.p.
ETP
$38K 0.01%
1,075
-200
-16% -$7.13K
DBA icon
507
Invesco DB Agriculture Fund
DBA
$1.23B
$37K 0.01%
1,900
– –
DELL icon
508
Dell
DELL
$293B
$37K 0.01%
2,412
– –
FE icon
509
FirstEnergy
FE
$27.5B
$37K 0.01%
1,213
+50
+4% +$1.6K
FXL icon
510
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$37K 0.01%
1,000
– –
NAD icon
511
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$37K 0.01%
2,720
+1,888
+227% +$26.3K
SPG icon
512
Simon Property Group
SPG
$72.3B
$37K 0.01%
210
– –
DBD
513
DELISTED
Diebold Nixdorf Incorporated
DBD
$37K 0.01%
1,500
– –
STH
514
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$37K 0.01%
1,263
-5
-0.4% -$146
FXH icon
515
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$36K 0.01%
640
– –
IWS icon
516
iShares Russell Mid-Cap Value ETF
IWS
$16B
$36K 0.01%
459
+87
+23% +$6.78K
MA icon
517
Mastercard
MA
$493B
$36K 0.01%
350
– –
UAA icon
518
Under Armour
UAA
$2.6B
$36K 0.01%
1,257
-460
-27% -$15.1K
CHS
519
DELISTED
Chicos FAS, Inc.
CHS
$36K 0.01%
2,570
– –
BT
520
DELISTED
BT Group plc (ADR)
BT
$36K 0.01%
1,600
– –
EBAY icon
521
eBay
EBAY
$49.8B
$35K 0.01%
1,198
-183
-13% -$5.41K
EQR icon
522
Equity Residential
EQR
$25.1B
$35K 0.01%
556
– –
ISRG icon
523
Intuitive Surgical
ISRG
$134B
$35K 0.01%
504
– –
IXJ icon
524
iShares Global Healthcare ETF
IXJ
$4.18B
$35K 0.01%
758
– –
TT icon
525
Trane Technologies
TT
$106B
$35K 0.01%
473
-110
-19% -$7.93K
19 20
21
22 23

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.