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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
501
eBay
EBAY
$49.8B
$33K 0.01%
1,399
-100
-7% -$2.43K
ISRG icon
502
Intuitive Surgical
ISRG
$134B
$33K 0.01%
504
– –
PGEN icon
503
Precigen
PGEN
$2.59B
$33K 0.01%
+1,009
New +$31.8K
HDAW
504
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
$33K 0.01%
1,500
– –
HEP
505
DELISTED
Holly Energy Partners, L.P.
HEP
$33K 0.01%
1,000
– –
MORE
506
DELISTED
Monogram Residential Trust, Inc.
MORE
$33K 0.01%
3,352
– –
DHS icon
507
WisdomTree US High Dividend Fund
DHS
$1.58B
$32K 0.01%
510
– –
HR icon
508
Healthcare Realty
HR
$6.84B
$32K 0.01%
+1,100
New +$30.5K
TT icon
509
Trane Technologies
TT
$106B
$32K 0.01%
518
+95
+22% +$5.18K
XLI icon
510
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$32K 0.01%
591
– –
MNK
511
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$32K 0.01%
527
– –
ITT icon
512
ITT
ITT
$19.1B
$31K 0.01%
850
– –
PFF icon
513
iShares Preferred and Income Securities ETF
PFF
$13.2B
$31K 0.01%
800
-1,800
-69% -$68.8K
SAP icon
514
SAP
SAP
$238B
$31K 0.01%
386
-50
-11% -$3.89K
BXMX
515
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$30K 0.01%
2,392
+392
+20% +$4.8K
DVN icon
516
Devon Energy
DVN
$47.3B
$30K 0.01%
1,121
– –
FAF icon
517
First American
FAF
$7.58B
$30K 0.01%
800
– –
IXJ icon
518
iShares Global Healthcare ETF
IXJ
$4.19B
$30K 0.01%
630
+146
+30% +$6.96K
MAR icon
519
Marriott International
MAR
$92.3B
$30K 0.01%
432
+232
+116% +$15.2K
MSI icon
520
Motorola Solutions
MSI
$77.4B
$30K 0.01%
401
– –
XHR
521
Xenia Hotels & Resorts
XHR
$1.79B
$30K 0.01%
1,975
+1,315
+199% +$19.4K
XOP icon
522
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$30K 0.01%
+250
New +$27.1K
POT
523
DELISTED
Potash Corp Of Saskatchewan
POT
$30K 0.01%
1,811
+724
+67% +$12.2K
AYI icon
524
Acuity Brands
AYI
$10.8B
$29K 0.01%
137
– –
EPI icon
525
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$29K 0.01%
1,522
– –
19 20
21
22 23

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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.