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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
501
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$26K 0.01%
150
+50
+50% +$9K
IXJ icon
502
iShares Global Healthcare ETF
IXJ
$4.18B
$26K 0.01%
484
– –
LYG icon
503
Lloyds Banking Group
LYG
$91.3B
$26K 0.01%
4,806
+3,739
+350% +$19.5K
TDC icon
504
Teradata
TDC
$2.55B
$26K 0.01%
700
– –
XLI icon
505
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$26K 0.01%
489
+319
+188% +$17.9K
BBBY
506
DELISTED
Bed Bath & Beyond Inc
BBBY
$26K 0.01%
375
– –
LINE
507
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$26K 0.01%
2,866
+1,926
+205% +$22.5K
BCS.PRC
508
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$26K 0.01%
1,000
– –
DEG
509
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$26K 0.01%
1,252
– –
MIN
510
Aberdeen Intermediate Income Fund
MIN
$278M
$25K 0.01%
5,500
– –
PFG icon
511
Principal Financial Group
PFG
$24.3B
$25K 0.01%
+484
New +$25.1K
VXUS icon
512
Vanguard Total International Stock ETF
VXUS
$160B
$25K 0.01%
+496
New +$26K
AYI icon
513
Acuity Brands
AYI
$10.8B
$24K 0.01%
+132
New +$23.2K
BLK icon
514
Blackrock
BLK
$176B
$24K 0.01%
70
– –
HOG icon
515
Harley-Davidson
HOG
$2.71B
$24K 0.01%
434
+278
+178% +$15.9K
IXC icon
516
iShares Global Energy ETF
IXC
$2.76B
$24K 0.01%
700
+600
+600% +$22.4K
TIPZ icon
517
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$24K 0.01%
+425
New +$24.4K
UWM icon
518
ProShares Ultra Russell2000
UWM
$249M
$24K 0.01%
976
+864
+771% +$21.2K
WELL icon
519
Welltower
WELL
$171B
$24K 0.01%
373
– –
SCU
520
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$24K 0.01%
+200
New +$25.5K
HZNP
521
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$24K 0.01%
+700
New +$21.4K
FEEU
522
DELISTED
Barclays ETN+ FI Enhanced Europe 50 ETN
FEEU
$24K 0.01%
212
+106
+100% +$12.6K
ADI icon
523
Analog Devices
ADI
$190B
$23K 0.01%
357
+290
+433% +$18.8K
CTSH icon
524
Cognizant
CTSH
$26B
$23K 0.01%
374
+252
+207% +$15.8K
FWONA icon
525
Liberty Media Series A
FWONA
$23.6B
$23K 0.01%
959
+200
+26% +$5.16K
19 20
21
22 23

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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.