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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$39.8M
Cap. Flow %
-12.28%
Top 10 Hldgs %
40.98%
Holding
1,053
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$7.19M
2
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$1.32M
3
BBRC
Columbia Beyond BRICs ETF
BBRC
+$1.21M
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$617K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$474K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.83M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.43M
3
IOO icon
iShares Global 100 ETF
IOO
+$3.86M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.88M
5
FEZ icon
State Street SPDR EURO STOXX 50 ETF
FEZ
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 4.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSMT icon
501
Pricesmart
PSMT
$5.46B
$15K ﹤0.01%
160
– –
RCL icon
502
Royal Caribbean
RCL
$85.6B
$15K ﹤0.01%
+224
New +$13.9K
TGNA
503
DELISTED
TEGNA Inc
TGNA
$15K ﹤0.01%
975
-268
-22% -$4.59K
TPR icon
504
Tapestry
TPR
$32.8B
$15K ﹤0.01%
465
-95
-17% -$3.4K
TRP icon
505
TC Energy
TRP
$65.9B
$15K ﹤0.01%
311
– –
VCSH icon
506
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$15K ﹤0.01%
200
– –
NBL
507
DELISTED
Noble Energy, Inc.
NBL
$15K ﹤0.01%
278
– –
ECH icon
508
iShares MSCI Chile ETF
ECH
$1.06B
$14K ﹤0.01%
335
– –
EPP icon
509
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$14K ﹤0.01%
300
– –
FIS icon
510
Fidelity National Information Services
FIS
$22.1B
$14K ﹤0.01%
250
-20
-7% -$1.13K
MBB icon
511
iShares MBS ETF
MBB
$39.1B
$14K ﹤0.01%
129
– –
MCHP icon
512
Microchip Technology
MCHP
$46B
$14K ﹤0.01%
668
+200
+43% +$4.78K
OHI icon
513
Omega Healthcare
OHI
$14.7B
$14K ﹤0.01%
393
– –
TRN icon
514
Trinity Industries
TRN
$2.38B
$14K ﹤0.01%
556
– –
WM icon
515
Waste Management
WM
$91B
$14K ﹤0.01%
300
– –
SYKE
516
DELISTED
SYKES Enterprises Inc
SYKE
$14K ﹤0.01%
600
– –
PETM
517
DELISTED
PETSMART INC
PETM
$14K ﹤0.01%
200
– –
AYI icon
518
Acuity Brands
AYI
$10.8B
$13K ﹤0.01%
100
– –
BGT icon
519
BlackRock Floating Rate Income Trust
BGT
$325M
$13K ﹤0.01%
1,013
+1,000
+7,692% +$13.9K
CHD icon
520
Church & Dwight Co
CHD
$24.5B
$13K ﹤0.01%
+364
New +$12.4K
CL icon
521
Colgate-Palmolive
CL
$74.4B
$13K ﹤0.01%
200
-311
-61% -$20.5K
IYM icon
522
iShares US Basic Materials ETF
IYM
$1.25B
$13K ﹤0.01%
165
– –
IYR icon
523
iShares US Real Estate ETF
IYR
$4.65B
$13K ﹤0.01%
178
-12
-6% -$869
SYK icon
524
Stryker
SYK
$130B
$13K ﹤0.01%
150
– –
UAA icon
525
Under Armour
UAA
$2.6B
$13K ﹤0.01%
400
– –
19 20
21
22 23

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2014 Portfolio in Review

As of Q3 2014, Carroll Financial Associates held 1,053 positions worth $324M, down 9.3% from $357M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Carroll Financial Associates withdrew a net $39.8M in Q3 2014, closing 124 positions and reducing 249 holdings. Its most notable exit was Atlantic Union Bankshares, an estimated $872K position sold in full.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 12% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Invesco S&P 500 Downside Hedged ETF worth $7.45M.

  • Carroll Financial Associates's largest Q3 2014 buy was Invesco S&P 500 Downside Hedged ETF: 251,160 shares worth $7.45M.
  • Carroll Financial Associates added most to Columbia Beyond BRICs ETF in Q3 2014, an estimated $1.21M increase.
  • Carroll Financial Associates's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.83M.
  • Carroll Financial Associates fully exited Atlantic Union Bankshares in Q3 2014, selling an estimated $872K.
  • Carroll Financial Associates's ten largest holdings make up 41% of its $324M portfolio in Q3 2014.
  • Carroll Financial Associates opened 82 new positions and closed 124 in Q3 2014.
  • Carroll Financial Associates's portfolio value fell 9.3% quarter-over-quarter to $324M.

Based on Carroll Financial Associates's 13F filing for Q3 2014, filed 13 Nov 2014.