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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$357M
AUM Growth
+$52.6M
Cap. Flow
+$37.9M
Cap. Flow %
10.59%
Top 10 Hldgs %
39.42%
Holding
1,010
New
87
Increased
263
Reduced
66
Closed
35

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.91M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.93M
3
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$1.58M
4
HRL icon
Hormel Foods
HRL
+$1.55M
5
DD icon
DuPont de Nemours
DD
+$1.55M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$732K
2
WMB icon
Williams Companies
WMB
+$490K
3
PEBK icon
Peoples Bancorp of North Carolina
PEBK
+$388K
4
JNJ icon
Johnson & Johnson
JNJ
+$354K
5
RIO icon
Rio Tinto
RIO
+$148K

Sector Composition

Rank Sector Weight
1 Financials 12.14%
2 Technology 9.32%
3 Energy 9.11%
4 Healthcare 5.76%
5 Industrials 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAVI icon
501
Navient
NAVI
$892M
$18K 0.01%
+1,000
New +$16.5K
PSEC icon
502
Prospect Capital
PSEC
$1.11B
$18K 0.01%
+1,717
New +$17.8K
RNP icon
503
Cohen & Steers REIT and Preferred and Income Fund
RNP
$980M
$18K 0.01%
1,000
– –
VGK icon
504
Vanguard FTSE Europe ETF
VGK
$31.1B
$18K 0.01%
+296
New +$17.8K
CIT
505
DELISTED
CIT Group Inc.
CIT
$18K 0.01%
390
+160
+70% +$7.22K
EOD
506
Allspring Global Dividend Opportunity Fund
EOD
$283M
$17K ﹤0.01%
2,050
+1,400
+215% +$11.4K
JNK icon
507
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$17K ﹤0.01%
139
+121
+672% +$15K
NOV icon
508
NOV
NOV
$7.09B
$17K ﹤0.01%
205
+22
+12% +$1.64K
SPG icon
509
Simon Property Group
SPG
$71.9B
$17K ﹤0.01%
100
-6
-6% -$980
TRN icon
510
Trinity Industries
TRN
$2.47B
$17K ﹤0.01%
556
– –
BRCM
511
DELISTED
BROADCOM CORP CL-A
BRCM
$17K ﹤0.01%
447
– –
CINF icon
512
Cincinnati Financial
CINF
$27.5B
$16K ﹤0.01%
341
+210
+160% +$10.2K
FFC
513
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$16K ﹤0.01%
800
– –
GWW icon
514
W.W. Grainger
GWW
$60.4B
$16K ﹤0.01%
63
+35
+125% +$8.94K
M icon
515
Macy's
M
$6.61B
$16K ﹤0.01%
275
+165
+150% +$9.58K
NVRI icon
516
Enviri
NVRI
$630M
$16K ﹤0.01%
598
– –
RGLD icon
517
Royal Gold
RGLD
$18.5B
$16K ﹤0.01%
210
– –
VCSH icon
518
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$16K ﹤0.01%
+200
New +$16K
PRE
519
DELISTED
PARTNERRE LTD
PRE
$16K ﹤0.01%
144
+90
+167% +$9.5K
BKLN icon
520
Invesco Senior Loan ETF
BKLN
$6.81B
$15K ﹤0.01%
584
+564
+2,820% +$14K
ECH icon
521
iShares MSCI Chile ETF
ECH
$1.06B
$15K ﹤0.01%
335
– –
EPP icon
522
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$15K ﹤0.01%
300
– –
FIS icon
523
Fidelity National Information Services
FIS
$22.1B
$15K ﹤0.01%
270
+95
+54% +$5.1K
FLR icon
524
Fluor
FLR
$6.81B
$15K ﹤0.01%
195
+60
+44% +$4.57K
IRWD icon
525
Ironwood Pharmaceuticals
IRWD
$701M
$15K ﹤0.01%
1,194
– –
19 20
21
22 23

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Carroll Financial Associates's Q2 2014 Portfolio in Review

As of Q2 2014, Carroll Financial Associates held 1,010 positions worth $357M, up 17% from $305M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Carroll Financial Associates deployed $37.9M of net new capital in Q2 2014, opening 87 new positions and adding to 263 existing holdings. Its largest new stake was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $732K trimmed.

  • Carroll Financial Associates's largest Q2 2014 buy was UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN: 63,400 shares worth $1.58M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2014, an estimated $4.91M increase.
  • Carroll Financial Associates's biggest Q2 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $732K.
  • Carroll Financial Associates fully exited Peoples Bancorp of North Carolina in Q2 2014, selling an estimated $388K.
  • Carroll Financial Associates's ten largest holdings make up 39% of its $357M portfolio in Q2 2014.
  • Carroll Financial Associates opened 87 new positions and closed 35 in Q2 2014.
  • Carroll Financial Associates's portfolio value rose 17% quarter-over-quarter to $357M.

Based on Carroll Financial Associates's 13F filing for Q2 2014, filed 8 Aug 2014.